Colleen Graff has been an investment adviser representative at Cabin Advisors since September 2022, and is not listed among the firm’s executive officers or direct owners.
Cabin Advisors, LLC is an Overland Park, KS firm with $220M under management, 414 clients and 13 advisers across 9 offices, as of its March 2026 filing.
- Cabin Advisors, LLCCurrent– present · 4 yearsLaguna Niguel, CA · Adviser representative · Firm CRD 312547
Investment adviser representative registrations
Colleen Graff is registered as an investment adviser representative in 2 states. Each was approved in September 2022.
- CaliforniaSince 27 September 2022
- KansasSince 27 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 21 June 2022 |
| Series 66 | Uniform Combined State Law Examination | 17 September 2021 |
| Series 7TO | General Securities Representative Examination | 17 May 2021 |
| SIE | Securities Industry Essentials Examination | 23 February 2021 |
| Series 55 | Limited Representative-Equity Trader Exam | 24 April 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 August 1999 |
| Series 7 | General Securities Representative Examination | 8 June 1999 |
| Series 3 | National Commodity Futures Examination | 10 February 1997 |
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
- Full name
- Colleen Marie Graff
- CRD
- 2859156
- Firm
- Cabin Advisors · CRD 312547
- Office
- 30012 Ivy Glenn Dr., Ste 180A, Laguna Niguel, CA 92677
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Colleen Graff work?
Colleen Graff is an investment adviser representative registered through Cabin Advisors, LLC since September 2022, and is not listed among the firm’s executive officers or direct owners.
Is Colleen Graff a financial advisor?
Yes. Colleen Graff has a current investment-adviser registration in California and Kansas, through Cabin Advisors since September 2022.
How many years of experience does Colleen Graff have?
Colleen Graff has 14 years in the financial industry, since July 2012, across 1 adviser firm.
What exams has Colleen Graff passed?
Colleen Graff has passed 8 licensing exams: the Series 3, Series 7, Series 63, Series 55, SIE, Series 7TO, Series 66 and Series 24. The earliest, the Series 3, was passed in February 1997.
Where is Colleen Graff based?
Colleen Graff’s registered office is in Laguna Niguel, CA.
Is Colleen Graff registered with FINRA?
Yes. Colleen Graff has a current broker registration, under CRD 2859156.
Source: FINRA BrokerCheck
How can I verify Colleen Graff’s record?
Search CRD 2859156 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Colleen Graff’s full registration record.