Lawrence Steinberg has been Chief Investment Officer of Cabin Advisors since November 2022, is a control person of the firm and directly owns under 5% of it. Lawrence Steinberg studied at Occidental College.
Cabin Advisors, LLC is an Overland Park, KS firm with $220M under management, 414 clients and 13 advisers across 9 offices, as of its March 2026 filing.
Larry Steinberg is Chief Investment Officer of Financial Architects. He is an Investment Advisor Representative with Cabin Advisors and a Registered Representative with Cabin Securities. He started with Wells Fargo while attending Occidental College, went to Transamerica after graduation, and was a registered representative of SunAmerica Securities before starting his own firm at age 25. He manages the firm's investment portfolios using alternative and traditional investments, focusing on after-tax returns for IRAs, trusts, qualified retirement plans, donor-advised funds and captive insurance.
Lawrence Steinberg’s longest registration was 6 years at FSC Securities Corporation (2001–2008). Before joining Cabin Advisors in 2022, Lawrence Steinberg was registered through Claraphi Advisory Network, LLC and Newbridge Financial Services Group, Inc.
- Cabin Advisors, LLCCurrent– present · 3 yearsPasadena, CA · Adviser representative · Firm CRD 312547
- Claraphi Advisory Network, LLC– · 6 yearsPasadena, CA · Adviser representative · Firm CRD 165868
- Newbridge Financial Services Group, Inc.– · 2 yearsPasadena, CA · Adviser representative · Firm CRD 130814
- Berthel Fisher & Company Financial Services, Inc.– · 4 yearsPasadena, CA · Adviser representative · Firm CRD 13609
- LPL Financial Corporation– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 6413
- Associated Securities Corp.– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 12969
- Steinberg Financial Advisers– · 4 yearsPasadena, CA · Adviser representative · Firm CRD 131884
- FSC Securities Corporation– · 6 yearsPasadena, CA · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Lawrence Steinberg is registered as an investment adviser representative in California, since October 2022.
- CaliforniaSince 28 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 82TO | Limited Representative-Private Securities Offerings | 13 December 2019 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 December 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 September 2000 |
| Series 7 | General Securities Representative Examination | 13 December 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 May 1993 |
- Name
- Limited Representative-Private Securities Offerings
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Lawrence Sheldon Steinberg
- CRD
- 2349876
- Firm
- Cabin Advisors · CRD 312547
- Role
- Chief Investment Officer
- Office
- 260 S Los Robles Ave, Ste 217, Pasadena, CA 91101
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- financialarchitects.com
Where does Lawrence Steinberg work?
Lawrence Steinberg has been Chief Investment Officer of Cabin Advisors, LLC since November 2022, and is a control person of the firm.
Is Lawrence Steinberg a financial advisor?
Yes. Lawrence Steinberg has a current investment-adviser registration in California, through Cabin Advisors since October 2022.
How many years of experience does Lawrence Steinberg have?
Lawrence Steinberg has 33 years in the financial industry, since October 1993, across 8 adviser firms.
What exams has Lawrence Steinberg passed?
Lawrence Steinberg has passed 5 licensing exams: the Series 6, Series 7, Series 65, Series 63 and Series 82TO. The earliest, the Series 6, was passed in May 1993. FINRA credited Lawrence Steinberg with the SIE, which began in October 2018.
Where did Lawrence Steinberg work before Cabin Advisors?
Before Cabin Advisors, Lawrence Steinberg was registered through Newbridge Financial Services Group, Inc., May 2014 to October 2016; Berthel Fisher & Company Financial Services, Inc., November 2009 to January 2014; LPL Financial Corporation, September 2009 to November 2009; Associated Securities Corp., December 2008 to September 2009; Steinberg Financial Advisers, January 2005 to November 2009; FSC Securities Corporation, December 2001 to December 2008.
Where is Lawrence Steinberg based?
Lawrence Steinberg’s registered office is in Pasadena, CA.
Is Lawrence Steinberg registered with FINRA?
Yes. Lawrence Steinberg has a current broker registration, under CRD 2349876.
Source: FINRA BrokerCheck
How can I verify Lawrence Steinberg’s record?
Search CRD 2349876 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lawrence Steinberg’s full registration record.