Cole Smith has been an investment adviser representative at Lyons Capital Group since June 2026, and is not listed among the firm’s executive officers or direct owners. Cole Smith holds a Bachelor's degree in Finance from Louisiana Tech University and an MBA from Louisiana Tech University.
Lyons Capital Group, LLC is a Shreveport, LA firm with $166M under management, 287 clients and 2 advisers in one office, as of its August 2026 filing.
Cole Smith is Financial Planner of Lyons Capital Group. Smith spent six years in the banking industry before moving into his current role.
- Lyons Capital GroupCurrent– present · under a yearShreveport, LA · Adviser representative · Firm CRD 335733
Investment adviser representative registrations
Cole Smith is registered as an investment adviser representative in Louisiana, since June 2026.
- LouisianaSince 17 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 October 2025 |
| SIE | Securities Industry Essentials Examination | 11 May 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Cole McKenzie Smith
- CRD
- 8291576
- Firm
- Lyons Capital Group · CRD 335733
- Office
- 1923 SOUTHERN LOOP, SUITE N, Shreveport, LA 71106
- Registration
- Investment adviser registration
- In the industry since
- June 2026
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lyonscapgroup.com
Where does Cole Smith work?
Cole Smith is an investment adviser representative registered through Lyons Capital Group, LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Cole Smith a financial advisor?
Yes. Cole Smith has a current investment-adviser registration in Louisiana, through Lyons Capital Group since June 2026.
How many years of experience does Cole Smith have?
Cole Smith has 0 years in the financial industry, since June 2026, across 1 adviser firm.
What exams has Cole Smith passed?
Cole Smith has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in May 2024.
Where is Cole Smith based?
Cole Smith’s registered office is in Shreveport, LA.
Is Cole Smith registered with FINRA?
No. Cole Smith has no current broker registration.
How can I verify Cole Smith’s record?
Search CRD 8291576 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cole Smith’s full registration record.