Lonny Elfenbein has been Chief Compliance Officer of Lyons Capital Group since March 2025, is not listed as a control person, but directly owns under 5% of the firm.
Lyons Capital Group, LLC is a Shreveport, LA firm with $166M under management, 287 clients and 2 advisers in one office, as of its August 2026 filing.
Lonny Elfenbein’s longest registration was 2 years at Bankers Life Advisory Services, Inc. (2020–2023).
- Bankers Life Advisory Services, Inc.– · 2 yearsChicago, IL · Adviser representative · Firm CRD 281285
- Huntington Financial Advisors– · under a yearCincinnati, OH · Adviser representative · Firm CRD 16986
- Quick & Reilly, Inc.– · 1 yearCincinnati, OH · Adviser representative · Firm CRD 11217
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 14 July 2017 |
| Series 24 | General Securities Principal Examination | 1 June 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 August 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 December 1997 |
| Series 7 | General Securities Representative Examination | 5 December 1997 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lonny Scott Elfenbein
- CRD
- 2937038
- Firm
- Lyons Capital Group · CRD 335733
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Lonny Elfenbein work?
Lonny Elfenbein has been Chief Compliance Officer of Lyons Capital Group, LLC since March 2025.
Does Lonny Elfenbein have a current investment-adviser registration?
Lonny Elfenbein has no current investment-adviser or broker registration.
What exams has Lonny Elfenbein passed?
Lonny Elfenbein has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 24, Series 53 and Series 52TO. The earliest, the Series 7, was passed in December 1997. FINRA credited Lonny Elfenbein with the SIE, which began in October 2018.
Where was Lonny Elfenbein previously registered as an investment adviser?
Lonny Elfenbein has past investment-adviser registrations through Bankers Life Advisory Services, Inc., October 2020 to May 2023; Huntington Financial Advisors, April 2020 to October 2020; Quick & Reilly, Inc., January 2003 to April 2004, across 3 firms.
Is Lonny Elfenbein registered with FINRA?
No. Lonny Elfenbein has no current broker registration.
How can I verify Lonny Elfenbein’s record?
Search CRD 2937038 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lonny Elfenbein’s full registration record.