Claudia Saia has been an investment adviser representative at Friedenthal Financial since September 2021, and is not listed among the firm’s executive officers or direct owners. Claudia Saia holds a BS in Business Administration from Villanova University and a BS in Accountancy from Villanova University.
Friedenthal Financial, LLC is a Marlton, NJ firm with $196M under management, 196 clients and 4 advisers in one office, as of its August 2026 filing.
Claudia Saia is Director of Operations and Client Services of Friedenthal Financial, based in Marlton, NJ. Saia has held that title since 2021. Earlier, Saia was Vice President, Securitized Products at Morgan Stanley from 2004 to 2012 and Vice President, MBS/Interest Rate Sales at Morgan Stanley from 2012 to 2014.
- Friedenthal Financial, LLCCurrent– present · 5 yearsMarlton, NJ · Adviser representative · Firm CRD 150457
Professional designations
Listed by Friedenthal Financial
- Chartered Financial Analyst (CFA)
Investment adviser representative registrations
Claudia Saia is registered as an investment adviser representative in 2 states. Each was approved in September 2021.
- New JerseySince 13 September 2021
- TexasSince 3 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 3 | National Commodity Futures Examination | 30 July 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 September 2004 |
| Series 7 | General Securities Representative Examination | 21 September 2004 |
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Claudia Rose Saia
- CRD
- 4671952
- Firm
- Friedenthal Financial · CRD 150457
- Office
- 5000 SAGEMORE DRIVE, SUITE 102, Marlton, NJ 08053
- Registration
- Investment adviser registration
- In the industry since
- February 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- friedenthalfinancial.com
Where does Claudia Saia work?
Claudia Saia is an investment adviser representative registered through Friedenthal Financial, LLC since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Claudia Saia a financial advisor?
Yes. Claudia Saia has a current investment-adviser registration in New Jersey and Texas, through Friedenthal Financial since September 2021.
How many years of experience does Claudia Saia have?
Claudia Saia has 7 years in the financial industry, since February 2019, across 1 adviser firm.
What exams has Claudia Saia passed?
Claudia Saia has passed 3 licensing exams: the Series 7, Series 63 and Series 3. The earliest, the Series 7, was passed in September 2004.
Where is Claudia Saia based?
Claudia Saia’s registered office is in Marlton, NJ.
Is Claudia Saia registered with FINRA?
No. Claudia Saia has no current broker registration.
Is Claudia Saia a CFA charterholder?
Friedenthal Financial lists Claudia Saia with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
How can I verify Claudia Saia’s record?
Search CRD 4671952 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Claudia Saia’s full registration record.
