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Mark Friedenthal, portrait

Mark Friedenthal

President/Chief Compliance Officer at Friedenthal Financial in Marlton, NJ

Investment adviser registrationUpdated

Mark Friedenthal is President/Chief Compliance Officer of Friedenthal Financial, LLC, an investment adviser managing $196M, and works from its Marlton, NJ office. Mark Friedenthal has been registered as an investment adviser representative through Friedenthal Financial since 31 August 2009, has 17 years in the industry across 1 firm and has passed the Series 2, Series 24 and Series 65.

17
Years in industry
17
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Mark Friedenthal has been President/Chief Compliance Officer of Friedenthal Financial since April 2009, is a control person of the firm and directly owns 75% or more of it. Mark Friedenthal holds a BBA from Emory University.

Friedenthal Financial, LLC is a Marlton, NJ firm with $196M under management, 196 clients and 4 advisers in one office, as of its August 2026 filing.

Mark Friedenthal is President of Friedenthal Financial, based in Marlton, NJ. Friedenthal has held that position since 2009. Earlier he was Assistant Portfolio Manager (equities) for SRI Group, Capital Markets Analyst for the Federal Reserve Bank of Atlanta, and manager of the Pricing Department for GE Mortgage. He then supervised portfolio management at PHH Corp. and at Citibank, N.A.

  1. – present · 17 years
    Marlton, NJ · Adviser representative · Firm CRD 150457

Credentials and registrations

Investment adviser representative registrations

Mark Friedenthal is registered as an investment adviser representative in 2 states. The first approvals date from August 2009; the most recent is Texas, in August 2013.

  • New JerseySince 31 August 2009
  • TexasSince 12 August 2013

Examinations

Series 6511 August 2009
Name
Uniform Investment Adviser Law Examination
Series 248 December 1995
Name
General Securities Principal Examination
Series 21 September 1995
Name
Non-Member General Securities Examination

Key facts

Full name
Mark Stuart Friedenthal
CRD
2661065
Firm
Friedenthal Financial · CRD 150457
Role
President/Chief Compliance Officer
Office
5000 SAGEMORE DRIVE, SUITE 102, Marlton, NJ 08053
Registration
Investment adviser registration
In the industry since
August 2009
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Mark Friedenthal work?

Mark Friedenthal has been President/Chief Compliance Officer of Friedenthal Financial, LLC since April 2009, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 12 August 2026

Is Mark Friedenthal a financial advisor?

Yes. Mark Friedenthal has a current investment-adviser registration in New Jersey and Texas, through Friedenthal Financial since August 2009.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Mark Friedenthal have?

Mark Friedenthal has 17 years in the financial industry, since August 2009, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Mark Friedenthal passed?

Mark Friedenthal has passed 3 licensing exams: the Series 2, Series 24 and Series 65. The earliest, the Series 2, was passed in September 1995.

Source: IAPD individual record, checked 22 October 2026

Where is Mark Friedenthal based?

Mark Friedenthal’s registered office is in Marlton, NJ.

Source: IAPD individual record, checked 22 October 2026

Is Mark Friedenthal registered with FINRA?

No. Mark Friedenthal has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Mark Friedenthal’s record?

Search CRD 2661065 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Friedenthal’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Friedenthal Financial

Sources

  1. IAPD individual record, CRD 2661065, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Friedenthal Financial, LLC, filed 12 August 2026. Title, control and ownership bands.
  3. Friedenthal Financial team page. Biography, education, credentials, awards and the portrait, reproduced for identification.