Christopher Vining has been an investment adviser representative at Empire Financial Management since March 2021, and is not listed among the firm’s executive officers or direct owners.
Empire Financial Management Company, LLC is a Holmdel, NJ firm with $706M under management, 983 clients and 10 advisers in one office, as of its September 2026 filing.
- – present · 5 yearsHolmdel, NJ · Adviser representative · Firm CRD 146097
Investment adviser representative registrations
Christopher Vining is registered as an investment adviser representative in New York, since March 2021.
- New YorkSince 29 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 17 July 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 December 2013 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 December 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 6350413
- Firm
- Empire Financial Management · CRD 146097
- Office
- 101 CRAWFORDS CORNER ROAD, SUITE 3128, Holmdel, NJ 07733-2151
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christopher Vining work?
Christopher Vining is an investment adviser representative registered through Empire Financial Management Company, LLC since March 2021, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Vining a financial advisor?
Yes. Christopher Vining has a current investment-adviser registration in New York, through Empire Financial Management since March 2021.
How many years of experience does Christopher Vining have?
Christopher Vining has 12 years in the financial industry, since July 2014, across 1 adviser firm.
What exams has Christopher Vining passed?
Christopher Vining has passed 3 licensing exams: the Series 65, Series 63 and Series 7. The earliest, the Series 65, was passed in December 2013. FINRA credited Christopher Vining with the SIE, which began in October 2018.
Where is Christopher Vining based?
Christopher Vining’s registered office is in Holmdel, NJ.
Is Christopher Vining registered with FINRA?
Yes. Christopher Vining has a current broker registration, under CRD 6350413.
Source: FINRA BrokerCheck
How can I verify Christopher Vining’s record?
Search CRD 6350413 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Vining’s full registration record.