Lauren Banjany has been Chief Operating Officer of Empire Financial Management since January 2020, is a control person of the firm and directly owns under 5% of it.
Empire Financial Management Company, LLC is a Holmdel, NJ firm with $706M under management, 983 clients and 10 advisers in one office, as of its September 2026 filing.
No adviser firm registrations are on Lauren Banjany’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 21 October 2019 |
| Series 7TO | General Securities Representative Examination | 22 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 99 | Operations Professional Examination | 14 April 2017 |
| Series 11 | Assistant Representative-Order Processing Qualification Exam | 20 October 2008 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
- Name
- Assistant Representative-Order Processing Qualification Exam
- Full name
- Lauren Marie Banjany
- CRD
- 4899767
- Firm
- Empire Financial Management · CRD 146097
- Role
- Chief Operating Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Lauren Banjany work?
Lauren Banjany has been Chief Operating Officer of Empire Financial Management Company, LLC since January 2020, and is a control person of the firm.
Does Lauren Banjany have a current investment-adviser registration?
Lauren Banjany has a current broker registration and no current investment-adviser registration.
What exams has Lauren Banjany passed?
Lauren Banjany has passed 4 licensing exams: the Series 11, Series 99, Series 7TO and Series 24. The earliest, the Series 11, was passed in October 2008. FINRA credited Lauren Banjany with the SIE, which began in October 2018.
Is Lauren Banjany registered with FINRA?
Yes. Lauren Banjany has a current broker registration, under CRD 4899767.
Source: FINRA BrokerCheck
How can I verify Lauren Banjany’s record?
Search CRD 4899767 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lauren Banjany’s full registration record.