Anthony Manory has been Chief Investment Officer of Empire Financial Management since January 2018, is not listed as a control person, but directly owns under 5% of the firm.
Empire Financial Management Company, LLC is a Holmdel, NJ firm with $706M under management, 983 clients and 10 advisers in one office, as of its September 2026 filing.
Anthony Manory’s longest registration is the current one, 10 years at Empire Financial Management since 2015. Before joining Empire Financial Management in 2015, Anthony Manory was registered through Morgan Stanley and Morgan Stanley & Co. Incorporated.
- – present · 10 yearsBluffton, SC · Adviser representative · Firm CRD 146097
- Morgan Stanley– · 6 yearsFlorham Park, NJ · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · under a yearNew York, NY · Adviser representative · Firm CRD 8209
Investment adviser representative registrations
Anthony Manory is registered as an investment adviser representative in 2 states. The first approvals date from October 2016; the most recent is New York, in April 2021.
- New YorkSince 5 April 2021
- TexasSince 17 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 20 May 2009 |
| Series 66 | Uniform Combined State Law Examination | 14 May 2009 |
| Series 24 | General Securities Principal Examination | 30 April 2001 |
| Series 55 | Limited Representative-Equity Trader Exam | 24 April 2000 |
| Series 3 | National Commodity Futures Examination | 22 April 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 November 1993 |
| Series 7 | General Securities Representative Examination | 4 October 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Anthony V Manory
- CRD
- 2091325
- Firm
- Empire Financial Management · CRD 146097
- Role
- Chief Investment Officer
- Office
- Bluffton, SC
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Anthony Manory work?
Anthony Manory has been Chief Investment Officer of Empire Financial Management Company, LLC since January 2018.
Is Anthony Manory a financial advisor?
Yes. Anthony Manory has a current investment-adviser registration in New York and Texas, through Empire Financial Management since December 2015.
How many years of experience does Anthony Manory have?
Anthony Manory has 30 years in the financial industry, since November 1995, across 3 adviser firms.
What exams has Anthony Manory passed?
Anthony Manory has passed 7 licensing exams: the Series 7, Series 63, Series 3, Series 55, Series 24, Series 66 and Series 31. The earliest, the Series 7, was passed in October 1993. FINRA credited Anthony Manory with the SIE, which began in October 2018.
Where did Anthony Manory work before Empire Financial Management?
Before Empire Financial Management, Anthony Manory was registered through Morgan Stanley, June 2009 to December 2015; Morgan Stanley & Co. Incorporated, May 2009 to June 2009.
Where is Anthony Manory based?
Anthony Manory’s registered office is in Bluffton, SC.
Is Anthony Manory registered with FINRA?
Yes. Anthony Manory has a current broker registration, under CRD 2091325.
Source: FINRA BrokerCheck
How can I verify Anthony Manory’s record?
Search CRD 2091325 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Anthony Manory’s full registration record.