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Christopher Stamos

Investment adviser representative at Prosperitas Financial in Anaheim, CA

Investment adviser registrationUpdated

Christopher Stamos is an investment adviser representative at Prosperitas Financial, LLC, an investment adviser managing $812M, and works from its Anaheim, CA office. Christopher Stamos has been registered through Prosperitas Financial since 15 December 2025, has 2 years in the industry across 2 firms and has passed the Series 6 and Series 65.

2
Years in industry
0
Years at firm
2
Adviser firms
0
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Christopher Stamos has been an investment adviser representative at Prosperitas Financial since December 2025, and is not listed among the firm’s executive officers or direct owners.

Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.

Christopher Stamos’ longest registration is the current one, 2 years at Stamos and Stamos since 2024.

  1. – present · under a year
    Anaheim, CA · Adviser representative · Firm CRD 315768
  2. Stamos and StamosAlso current
    – present · 2 years
    Orange, CA · Adviser representative · Firm CRD 329926

Credentials and registrations

Examinations

Series 655 December 2023
Name
Uniform Investment Adviser Law Examination
Series 616 December 2000
Name
Investment Company Products/Variable Contracts Representative Examination

Key facts

Full name
Christopher James Stamos
CRD
4247704
Firm
Prosperitas Financial · CRD 315768
Office
Anaheim, CA
Registration
Investment adviser registration
In the industry since
October 2024
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Christopher Stamos work?

Christopher Stamos is an investment adviser representative registered through Prosperitas Financial, LLC since December 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Christopher Stamos a financial advisor?

Yes. Christopher Stamos has a current investment-adviser registration, through Prosperitas Financial since December 2025.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Christopher Stamos have?

Christopher Stamos has 2 years in the financial industry, since October 2024, across 2 adviser firms.

Source: IAPD individual record, checked 24 October 2026

What exams has Christopher Stamos passed?

Christopher Stamos has passed 2 licensing exams: the Series 6 and Series 65. The earliest, the Series 6, was passed in December 2000.

Source: IAPD individual record, checked 24 October 2026

Where is Christopher Stamos based?

Christopher Stamos’ registered office is in Anaheim, CA.

Source: IAPD individual record, checked 24 October 2026

Is Christopher Stamos registered with FINRA?

No. Christopher Stamos has no current broker registration.

Source: IAPD individual record, checked 24 October 2026

How can I verify Christopher Stamos’ record?

Search CRD 4247704 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Stamos’ full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at Prosperitas Financial

Sources

  1. IAPD individual record, CRD 4247704, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Prosperitas Financial, LLC, filed 9 September 2026. Executive officers and direct owners; this person is not among them.