Christopher Phillips has been an investment adviser representative at TrueWealth Advisors since February 2024, and is not listed among the firm’s executive officers or direct owners.
Truewealth Advisors, LLC is a Hoover, AL firm with $547M under management, 1,104 clients and 13 advisers across 10 offices, as of its August 2026 filing.
Christopher Phillips’ longest registration was 12 years at Concourse Financial Group Advisors (2011–2024). Before joining TrueWealth Advisors in 2024, Christopher Phillips was registered through Concourse Financial Group Advisors and Ameriprise Financial Services, Inc.
- Truewealth Advisors, LLCCurrent– present · 2 yearsTrussville, AL · Adviser representative · Firm CRD 298838
- Concourse Financial Group Advisors– · 12 yearsTrussville, AL · Adviser representative · Firm CRD 15708
- Ameriprise Financial Services, Inc.– · under a yearBirmingham, AL · Adviser representative · Firm CRD 6363
- Morgan Stanley Smith Barney LLC– · 1 yearBirmingham, AL · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 1 yearBirmingham, AL · Adviser representative · Firm CRD 7059
- Highland Associates Inc– · under a yearBirmingham, AL · Adviser representative · Firm CRD 104948
Investment adviser representative registrations
Christopher Phillips is registered as an investment adviser representative in Alabama, since February 2024.
- AlabamaSince 16 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 December 2007 |
| Series 7 | General Securities Representative Examination | 28 November 2007 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Christopher Ryan Phillips
- CRD
- 5057339
- Firm
- TrueWealth Advisors · CRD 298838
- Office
- 198 Main Street, Suite 100, Trussville, AL 35173
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christopher Phillips work?
Christopher Phillips is an investment adviser representative registered through Truewealth Advisors, LLC since February 2024, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Phillips a financial advisor?
Yes. Christopher Phillips has a current investment-adviser registration in Alabama, through TrueWealth Advisors since February 2024.
How many years of experience does Christopher Phillips have?
Christopher Phillips has 18 years in the financial industry, since October 2007, across 6 adviser firms.
What exams has Christopher Phillips passed?
Christopher Phillips has passed 3 licensing exams: the Series 7, Series 66 and Series 99TO. The earliest, the Series 7, was passed in November 2007. FINRA credited Christopher Phillips with the SIE, which began in October 2018.
Where did Christopher Phillips work before TrueWealth Advisors?
Before TrueWealth Advisors, Christopher Phillips was registered through Ameriprise Financial Services, Inc., August 2010 to May 2011; Morgan Stanley Smith Barney LLC, June 2009 to July 2010; Citigroup Global Markets Inc., October 2007 to June 2009; Highland Associates Inc, January 2006 to February 2006.
Where is Christopher Phillips based?
Christopher Phillips’ registered office is in Trussville, AL.
Is Christopher Phillips registered with FINRA?
Yes. Christopher Phillips has a current broker registration, under CRD 5057339.
Source: FINRA BrokerCheck
How can I verify Christopher Phillips’ record?
Search CRD 5057339 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Phillips’ full registration record.
