Daniel Jones has been Chief Operations Officer/Managing Member of TrueWealth Advisors since October 2019, is a control person of the firm and directly owns under 5% of it.
Truewealth Advisors, LLC is a Hoover, AL firm with $547M under management, 1,104 clients and 13 advisers across 10 offices, as of its August 2026 filing.
Daniel Jones’ longest registration is the current one, 7 years at TrueWealth Advisors since 2019. Before joining TrueWealth Advisors in 2019, Daniel Jones was registered through Investment Advisors and Wells Fargo Advisors, LLC.
- Investment Advisors– · 6 yearsBirmingham, AL · Adviser representative · Firm CRD 15708
- Wells Fargo Advisors, LLC– · 2 yearsMountain Brook, AL · Adviser representative · Firm CRD 19616
- Ameriprise Financial Services, Inc.– · 3 yearsBirmingham, AL · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Daniel Jones is registered as an investment adviser representative in 2 states. Each was approved in October 2019.
- AlabamaSince 11 October 2019
- TexasSince 11 October 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 11 April 2006 |
| Series 66 | Uniform Combined State Law Examination | 1 March 2006 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Daniel Richmond Jones
- CRD
- 5061683
- Firm
- TrueWealth Advisors · CRD 298838
- Role
- Chief Operations Officer/Managing Member
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Daniel Jones work?
Daniel Jones has been Chief Operations Officer/Managing Member of Truewealth Advisors, LLC since October 2019, and is a control person of the firm.
Is Daniel Jones a financial advisor?
Yes. Daniel Jones has a current investment-adviser registration in Alabama and Texas, through TrueWealth Advisors since October 2019.
How many years of experience does Daniel Jones have?
Daniel Jones has 20 years in the financial industry, since July 2006, across 4 adviser firms.
What exams has Daniel Jones passed?
Daniel Jones has passed 3 licensing exams: the Series 66, Series 7 and Series 99TO. The earliest, the Series 66, was passed in March 2006. FINRA credited Daniel Jones with the SIE, which began in October 2018.
Where did Daniel Jones work before TrueWealth Advisors?
Before TrueWealth Advisors, Daniel Jones was registered through Investment Advisors, October 2012 to October 2019; Wells Fargo Advisors, LLC, July 2010 to September 2012; Ameriprise Financial Services, Inc., May 2006 to April 2010.
Is Daniel Jones registered with FINRA?
Yes. Daniel Jones has a current broker registration, under CRD 5061683.
Source: FINRA BrokerCheck
How can I verify Daniel Jones’ record?
Search CRD 5061683 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Jones’ full registration record.
