Christopher Morgan has been Managing Member & Chief Compliance Officer of Ark Wealth Advisors since October 2020, is a control person of the firm and directly owns 75% or more of it.
Ark Wealth Advisors, LLC is a Yorba Linda, CA firm with $118M under management, 221 clients and 1 adviser in one office, as of its March 2026 filing.
Christopher Morgan’s longest registration is the current one, 5 years at Ark Wealth Advisors since 2020. Before joining Ark Wealth Advisors in 2020, Christopher Morgan was registered through Morgan Stanley.
- Ark Wealth Advisors, LLCCurrent– present · 5 yearsYorba Linda, CA · Adviser representative · Firm CRD 309396
- Morgan Stanley– · 5 yearsBrea, CA · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Christopher Morgan is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2020; the most recent is Texas, in July 2024.
- CaliforniaSince 20 November 2020
- TexasResidentSince 25 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 April 2015 |
| Series 7 | General Securities Representative Examination | 24 March 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Christopher Alan Morgan
- CRD
- 6447669
- Firm
- Ark Wealth Advisors · CRD 309396
- Role
- Managing Member & Chief Compliance Officer
- Office
- 3960 PROSPECT AVENUE, SUITE A, Yorba Linda, CA 92886
- Registration
- Investment adviser registration
- In the industry since
- March 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Morgan work?
Christopher Morgan has been Managing Member & Chief Compliance Officer of Ark Wealth Advisors, LLC since October 2020, and is a control person of the firm.
Is Christopher Morgan a financial advisor?
Yes. Christopher Morgan has a current investment-adviser registration in California and Texas, through Ark Wealth Advisors since November 2020.
How many years of experience does Christopher Morgan have?
Christopher Morgan has 11 years in the financial industry, since March 2015, across 2 adviser firms.
What exams has Christopher Morgan passed?
Christopher Morgan has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2015. FINRA credited Christopher Morgan with the SIE, which began in October 2018.
Where is Christopher Morgan based?
Christopher Morgan’s registered office is in Yorba Linda, CA.
Is Christopher Morgan registered with FINRA?
No. Christopher Morgan has no current broker registration.
How can I verify Christopher Morgan’s record?
Search CRD 6447669 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Morgan’s full registration record.