Ark Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Ark Wealth Advisors reports 221 clients. They include 172 individual clients and 49 high-net-worth individuals. Of its assets, 100.0% ($118M across 221 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 78% | 19% |
| High-net-worth individuals | 22% | 81% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 172 | $22.8M | 19.3% | $133K |
| High-net-worth individuals | 49 | $95.2M | 80.7% | $1.94M |
| Total | 221 | $118M | 100% | $534K |
- Clients
- 172
- Regulatory AUM
- $22.8M
- AUM share
- 19.3%
- Avg. per client
- $133K
- Clients
- 49
- Regulatory AUM
- $95.2M
- AUM share
- 80.7%
- Avg. per client
- $1.94M
Total
- Clients
- 221
- Regulatory AUM
- $118M
- AUM share
- 100%
- Avg. per client
- $534K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Ark Wealth Advisors charges up to 2.50% a year for its Asset Management and Comprehensive Portfolio Management. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Hourly, up to $500 an hour, or a flat fee up to $100,000, set case by case in the signed consulting agreement.
- Retirement Plan Consulting
- Percentage of plan assets under management, not to exceed 1.00% annually.
Christopher Morgan owns 75% or more of Ark Wealth Advisors. The leadership team of Ark Wealth Advisors includes Chief Compliance Officer Christopher Morgan. It has 5 employees, 1 of them in advisory roles.
Staff
- 5 employees
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- 1 soliciting firm
- Owns 75% or more of Ark Wealth Advisors, LLC
Christopher Morgan
Control person · since October 2020
Besides its headquarters, Ark Wealth Advisors has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 3960 Prospect Avenue, Suite A, Yorba LindaHQ
Contact and registration details
- Legal name
- Ark Wealth Advisors, LLC
- Headquarters
- 3960 Prospect Avenue, Suite A, Yorba Linda, CA 92886
- Website
- arkwealthadvisors.com
- Phone
- 714-333-3550
- @ark-wealth-advisors
- SEC file
- 801-135824
- Structure
- California LLC
- Fiscal year end
- December
Ark Wealth Advisors’ named custodian for separately managed accounts is Charles Schwab ($114M). Ark Wealth Advisors has custody of $14.4M for 9 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $114M100%
At year end, Ark Wealth Advisors’ separately managed accounts were mostly in stocks (53%) and funds (36%). Its reported 13F holdings for the quarter ended 30 June 2026 total $113M across 87 positions; the largest are Lam Research Corp. (4.3%), Invesco Exch Trd Slf Idx FD (4.1%) and Invesco Exch Trd Slf Idx FD (3.6%).
What the accounts hold
- Stocks53%
- Exchange-traded equities52%
- Non-exchange-traded equities1%
- Funds36%
- Bonds7%
- State and local bonds6%
- Investment grade corporate bonds1%
- Cash3%
- Other1%
- Alternative investments1%
How many clients does Ark Wealth Advisors have?
Ark Wealth Advisors has 221 clients and manages $118 million for them, as of March 2026. They include 172 individual clients and 49 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026
What services does Ark Wealth Advisors offer?
Ark Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Ark Wealth Advisors charge?
Ark Wealth Advisors charges up to 2.50% a year for its Asset Management and Comprehensive Portfolio Management. The fee is billed in advance and is negotiable.
Source: FORM ADV PART 2A - FIRM BROCHURE, filed 11 March 2026
Which custodians does Ark Wealth Advisors use?
Ark Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $114M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026
How many financial advisors does Ark Wealth Advisors have?
Ark Wealth Advisors has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ark Wealth Advisors invest in?
At the end of its last fiscal year, Ark Wealth Advisors’ separately managed accounts held 52% exchange-traded equities, 36% registered funds (mutual funds, ETFs, BDCs), 6% state and local bonds, 3% cash and equivalents, 1% non-exchange-traded equities, 1% investment grade corporate bonds and 1% other. The 1% other category is described as: Alternative Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ark Wealth Advisors?
Ark Wealth Advisors’ direct owner is Christopher Morgan (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 11 March 2026
How does Ark Wealth Advisors get paid?
Ark Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ark Wealth Advisors?
Ark Wealth Advisors’ main office is at 3960 Prospect Avenue, Suite A, Yorba Linda, CA 92886. Its phone number is 714-333-3550. Its website is arkwealthadvisors.com.