Christopher Hamilton has been an investment adviser representative at Empire Financial Management since February 2021, and is not listed among the firm’s executive officers or direct owners.
Empire Financial Management Company, LLC is a Holmdel, NJ firm with $706M under management, 983 clients and 10 advisers in one office, as of its September 2026 filing.
Christopher Hamilton’s longest registration is the current one, 5 years at Empire Financial Management since 2021. Before joining Empire Financial Management in 2021, Christopher Hamilton was registered through R. F. Lafferty & Co., Inc.
- – present · 5 yearsHolmdel, NJ · Adviser representative · Firm CRD 146097
- – · under a yearNew York, NY · Adviser representative · Firm CRD 146097
- R. F. Lafferty & Co., Inc.– · under a yearNew York, NY · Adviser representative · Firm CRD 2498
Investment adviser representative registrations
Christopher Hamilton is registered as an investment adviser representative in New York, since February 2021.
- New YorkSince 24 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 21 March 2013 |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 6 October 2008 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 17 November 2000 |
| Series 24 | General Securities Principal Examination | 19 October 1999 |
| Series 7 | General Securities Representative Examination | 23 November 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 November 1998 |
| Series 55 | Limited Representative-Equity Trader Exam | 13 November 1998 |
- Name
- Securities Trader Exam
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Full name
- Christopher George Hamilton
- CRD
- 3148266
- Firm
- Empire Financial Management · CRD 146097
- Office
- 101 CRAWFORDS CORNER ROAD, SUITE 3128, Holmdel, NJ 07733-2151
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christopher Hamilton work?
Christopher Hamilton is an investment adviser representative registered through Empire Financial Management Company, LLC since February 2021, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Hamilton a financial advisor?
Yes. Christopher Hamilton has a current investment-adviser registration in New York, through Empire Financial Management since February 2021.
How many years of experience does Christopher Hamilton have?
Christopher Hamilton has 27 years in the financial industry, since June 1999, across 2 adviser firms.
What exams has Christopher Hamilton passed?
Christopher Hamilton has passed 9 licensing exams: the Series 55, Series 63, Series 7, Series 24, Series 28, Series 87, Series 65, Series 57TO and Series 99TO. The earliest, the Series 55, was passed in November 1998. FINRA credited Christopher Hamilton with the SIE, which began in October 2018.
Where did Christopher Hamilton work before Empire Financial Management?
Before Empire Financial Management, Christopher Hamilton was registered through R. F. Lafferty & Co., Inc., March 2018 to February 2019.
Where is Christopher Hamilton based?
Christopher Hamilton’s registered office is in Holmdel, NJ.
Is Christopher Hamilton registered with FINRA?
Yes. Christopher Hamilton has a current broker registration, under CRD 3148266.
Source: FINRA BrokerCheck
How can I verify Christopher Hamilton’s record?
Search CRD 3148266 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Hamilton’s full registration record.