Christian Garces has been an investment adviser representative at Key Client Fiduciary Advisors since November 2018, and is not listed among the firm’s executive officers or direct owners.
Key Client Fiduciary Advisors, LLC is a Fairfield, NJ firm with $896M under management, 2,272 clients and 10 advisers across 3 offices, as of its March 2026 filing.
Christian Garces is Vice President of KCFA. He began his career at MBNA in credit acquisition as a credit analyst, managing the application process for new credit customers. After leaving MBNA, he joined Wachovia Bank as a financial specialist in lending and retail banking for the small business market, and later joined the team at KCFA as the 401(k) specialist.
Christian Garces’ longest registration is the current one, 7 years at Key Client Fiduciary Advisors since 2018. Before joining Key Client Fiduciary Advisors in 2018, Christian Garces was registered through Wells Fargo Advisors Financial Network, LLC.
- – present · 7 yearsFairfield, NJ · Adviser representative · Firm CRD 298240
- Wells Fargo Advisors Financial Network, LLC– · 6 yearsFairfield, NJ · Adviser representative · Firm CRD 11025
Investment adviser representative registrations
Christian Garces is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in November 2018.
- New JerseySince 7 November 2018
- TexasResidentSince 1 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 December 2011 |
| Series 7 | General Securities Representative Examination | 20 August 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Christian Raymond Garces
- CRD
- 5312460
- Firm
- Key Client Fiduciary Advisors · CRD 298240
- Office
- 363 ROUTE 46 WEST, SUITE 300, Fairfield, NJ 07004
- Registration
- Investment adviser registration
- In the industry since
- August 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- keyclientfa.com
Where does Christian Garces work?
Christian Garces is an investment adviser representative registered through Key Client Fiduciary Advisors, LLC since November 2018, and is not listed among the firm’s executive officers or direct owners.
Is Christian Garces a financial advisor?
Yes. Christian Garces has a current investment-adviser registration in New Jersey and Texas, through Key Client Fiduciary Advisors since November 2018.
How many years of experience does Christian Garces have?
Christian Garces has 16 years in the financial industry, since August 2010, across 2 adviser firms.
What exams has Christian Garces passed?
Christian Garces has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2010. FINRA credited Christian Garces with the SIE, which began in October 2018.
Where did Christian Garces work before Key Client Fiduciary Advisors?
Before Key Client Fiduciary Advisors, Christian Garces was registered through Wells Fargo Advisors Financial Network, LLC, December 2011 to October 2018.
Where is Christian Garces based?
Christian Garces’ registered office is in Fairfield, NJ.
Is Christian Garces registered with FINRA?
No. Christian Garces has no current broker registration.
How can I verify Christian Garces’ record?
Search CRD 5312460 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christian Garces’ full registration record.
