Charlie Kirven has been an investment adviser representative at Secure Asset Management since September 2024, and is not listed among the firm’s executive officers or direct owners.
Secure Asset Management, L.L.C. is a Troy, MI firm with $871M under management, 2,877 clients and 54 advisers across 32 offices, as of its August 2026 filing.
Charlie Kirven’s longest registration was 16 years at Next Financial Group, Inc. (2007–2024). Before joining Secure Asset Management in 2024, Charlie Kirven was registered through Next Financial Group, Inc. and Money & Investment Concepts.
- – present · 2 yearsHouston, TX · Adviser representative · Firm CRD 144046
- Next Financial Group, Inc.– · 16 yearsHouston, TX · Adviser representative · Firm CRD 46214
- Money & Investment Concepts– · 14 yearsHouston, TX · Adviser representative · Firm CRD 115166
Investment adviser representative registrations
Charlie Kirven is registered as an investment adviser representative in Texas, since September 2024.
- TexasSince 3 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 24 February 2016 |
| Series 62 | Corporate Securities Limited Representative Examination | 28 June 2013 |
| Series 51 | Municipal Fund Securities Principal Examination | 17 March 2008 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 10 April 1997 |
| Series 22 | Direct Participation Programs Representative Examination | 2 November 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 March 1985 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 March 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Charlie Ray Kirven
- CRD
- 1343519
- Firm
- Secure Asset Management · CRD 144046
- Office
- 3220 San Jacinto, Houston, TX 77004
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Charlie Kirven work?
Charlie Kirven is an investment adviser representative registered through Secure Asset Management, L.L.C. since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Charlie Kirven a financial advisor?
Yes. Charlie Kirven has a current investment-adviser registration in Texas, through Secure Asset Management since September 2024.
How many years of experience does Charlie Kirven have?
Charlie Kirven has 41 years in the financial industry, since May 1985, across 3 adviser firms.
What exams has Charlie Kirven passed?
Charlie Kirven has passed 7 licensing exams: the Series 63, Series 6, Series 22, Series 26, Series 51, Series 62 and Series 24. The earliest, the Series 63, was passed in March 1985. FINRA credited Charlie Kirven with the SIE, which began in October 2018.
Where did Charlie Kirven work before Secure Asset Management?
Before Secure Asset Management, Charlie Kirven was registered through Next Financial Group, Inc., November 2007 to September 2024; Money & Investment Concepts, April 2001 to December 2015.
Where is Charlie Kirven based?
Charlie Kirven’s registered office is in Houston, TX.
Is Charlie Kirven registered with FINRA?
Yes. Charlie Kirven has a current broker registration, under CRD 1343519.
Source: FINRA BrokerCheck
How can I verify Charlie Kirven’s record?
Search CRD 1343519 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Charlie Kirven’s full registration record.