Charles Swope has been an investment adviser representative at Your Ia since August 2026, and is not listed among the firm’s executive officers or direct owners.
Your Ia, LLC is a St. George, UT firm with $107M under management, 190 clients and 15 advisers across 20 offices, as of its August 2026 filing.
Charles Swope’s longest registration was 5 years at Primerica Advisors (2021–2026). Before joining Your Ia in 2026, Charles Swope was registered through Primerica Advisors.
- Primerica Advisors– · 5 yearsYork, PA · Adviser representative · Firm CRD 10111
Investment adviser representative registrations
Charles Swope is registered as an investment adviser representative in Pennsylvania, since August 2026.
- PennsylvaniaSince 11 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 February 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 28 March 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 January 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 December 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- CRD
- 6435595
- Firm
- Your Ia · CRD 338535
- Office
- York, PA
- Registration
- Investment adviser registration
- In the industry since
- January 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Charles Swope work?
Charles Swope is an investment adviser representative registered through Your Ia, LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Charles Swope a financial advisor?
Yes. Charles Swope has a current investment-adviser registration in Pennsylvania, through Your Ia since August 2026.
How many years of experience does Charles Swope have?
Charles Swope has 10 years in the financial industry, since January 2016, across 2 adviser firms.
What exams has Charles Swope passed?
Charles Swope has passed 4 licensing exams: the Series 63, Series 6, Series 26 and Series 65. The earliest, the Series 63, was passed in December 2015. FINRA credited Charles Swope with the SIE, which began in October 2018.
Where did Charles Swope work before Your Ia?
Before Your Ia, Charles Swope was registered through Primerica Advisors, March 2021 to August 2026.
Where is Charles Swope based?
Charles Swope’s registered office is in York, PA.
Is Charles Swope registered with FINRA?
No. Charles Swope has no current broker registration.
How can I verify Charles Swope’s record?
Search CRD 6435595 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Swope’s full registration record.