Role at Truist Advisory Services
- Title on Schedule A
- Secretary, Chief Operating Officer, Senior Vice Chairman
- Control
- Cecilia Mavico is a control person of Truist Advisory Services.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Cecilia Mavico has held the filed role since April 2026.
The firm
Form ADV filed 30 August 2026
Career on record
Cecilia Mavico has been registered through Truist Advisory Services since June 2023.
- – present · 3 yearsCharlotte, NC · Adviser representative · Firm CRD 283390
- Passed Series 66 · 2023
- Passed Series 24 · 2022
- Passed Series 4 and Series 53 · 2001
- Passed Series 7 · 2000
- Passed Series 63 · 1999
Registrations and exams
Cecilia Mavico has a current investment-adviser registration in North Carolina and has passed 6 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| North Carolina | Investment adviser representative | Approved | 12 June 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 June 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 August 1999 |
| Series 24 | General Securities Principal Examination | 24 June 2022 |
| Series 53 | Municipal Securities Principal Examination | 11 October 2001 |
| Series 4 | Registered Options Principal Examination | 9 July 2001 |
| Series 7 | General Securities Representative Examination | 17 May 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Cecilia Baute Mavico
- CRD
- 3261303
- Registration status
- Investment adviser and broker registrations
- Office
- Charlotte, NC
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Cecilia Mavico work?
Cecilia Mavico has been Secretary, Chief Operating Officer, Senior Vice Chairman of Truist Advisory Services, Inc. since April 2026, and is a control person of the firm.
Is Cecilia Mavico a financial advisor?
Yes. Cecilia Mavico has a current investment-adviser registration in North Carolina, through Truist Advisory Services since June 2023, as of 17 October 2026.
How many years of experience does Cecilia Mavico have?
Cecilia Mavico has worked in the financial industry for 6 years as of 17 October 2026, counted from 12 December 2019, across 1 adviser firm.
What exams has Cecilia Mavico passed?
Cecilia Mavico has passed 6 licensing exams: the Series 63, Series 7, Series 4, Series 53, Series 24 and Series 66. The earliest, the Series 63, was passed in August 1999.
Where is Cecilia Mavico based?
Cecilia Mavico’s registered office is in Charlotte, NC.
Leadership at Truist Advisory Services
- Bryan CramPresident, Chief Executive Officer and Vice Chairman
- Patricia CentenoDirector, Chief Compliance Officer, Senior Vice President
- Jeffrey DunnDirector, Executive Vice President
- Tonya TysonDirector, Assistant Secretary, Chief Operations Officer, Senior Vice President
- Leah WehingerDirector, Executive Vice President, Head of Investment Advice and Solutions
- Evelyn CallenderTreasurer and Chief Financial Officer
- Brian DowhowerChairman of the Board
- Keith LernerChief Investment Officer
- Scott StearsmanDirector