Cathleen Phelps has been an investment adviser representative at Monument Capital Management since February 2022, and is not listed among the firm’s executive officers or direct owners.
Monument Capital Management, LLC is an Alexandria, VA firm with $648M under management, 239 clients and 9 advisers across 9 offices, as of its August 2026 filing.
Investment adviser representative registrations
Cathleen Phelps is registered as an investment adviser representative in 2 states. Each was approved in February 2022.
- TexasSince 28 February 2022
- VirginiaSince 28 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 February 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Cathleen Deronja Phelps
- CRD
- 6453739
- Firm
- Monument Capital Management · CRD 159882
- Registration
- Investment adviser registration
- In the industry since
- February 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Cathleen Phelps work?
Cathleen Phelps is an investment adviser representative registered through Monument Capital Management, LLC since February 2022, and is not listed among the firm’s executive officers or direct owners.
Is Cathleen Phelps a financial advisor?
Yes. Cathleen Phelps has a current investment-adviser registration in Texas and Virginia, through Monument Capital Management since February 2022.
How many years of experience does Cathleen Phelps have?
Cathleen Phelps has 4 years in the financial industry, since February 2022, across 1 adviser firm.
What exams has Cathleen Phelps passed?
Cathleen Phelps passed the Series 65 in February 2022.
Is Cathleen Phelps registered with FINRA?
No. Cathleen Phelps has no current broker registration.
How can I verify Cathleen Phelps’ record?
Search CRD 6453739 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cathleen Phelps’ full registration record.
