Dean Catino has held the title Member at Monument Capital Management since June 2012, is a control person of the firm and directly owns between 25% and 50% of it.
Monument Capital Management, LLC is an Alexandria, VA firm with $648M under management, 239 clients and 9 advisers across 9 offices, as of its August 2026 filing.
Dean Catino’s longest registration is the current one, 14 years at Monument Capital Management since 2012. Before joining Monument Capital Management in 2012, Dean Catino was registered through LPL Financial LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- LPL Financial LLC– · 4 yearsAlexandria, VA · Adviser representative · Firm CRD 6413
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearWashington, DC · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Dean Catino is registered as an investment adviser representative in 2 states. The first approvals date from August 2012; the most recent is Texas, in December 2022.
- TexasSince 15 December 2022
- VirginiaSince 20 August 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 December 2001 |
| Series 7 | General Securities Representative Examination | 21 November 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Dean Joseph Catino
- CRD
- 4452905
- Firm
- Monument Capital Management · CRD 159882
- Role
- Member
- Registration
- Investment adviser registration
- In the industry since
- November 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Dean Catino work?
Dean Catino has held the title Member at Monument Capital Management, LLC since June 2012, and is a control person of the firm.
Is Dean Catino a financial advisor?
Yes. Dean Catino has a current investment-adviser registration in Texas and Virginia, through Monument Capital Management since August 2012.
How many years of experience does Dean Catino have?
Dean Catino has 24 years in the financial industry, since November 2001, across 3 adviser firms.
What exams has Dean Catino passed?
Dean Catino has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2001. FINRA credited Dean Catino with the SIE, which began in October 2018.
Where did Dean Catino work before Monument Capital Management?
Before Monument Capital Management, Dean Catino was registered through LPL Financial LLC, May 2008 to August 2012; Merrill Lynch, Pierce, Fenner & Smith Incorporated, April 2007 to May 2008.
Is Dean Catino registered with FINRA?
No. Dean Catino has no current broker registration.
How can I verify Dean Catino’s record?
Search CRD 4452905 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dean Catino’s full registration record.
