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Catherine Pena

Chief Investment Officer at Strategic Advisers

Officer record from the firm’s Form ADVForm ADV filed 30 March 2026

Catherine Pena is Chief Investment Officer of Strategic Advisers LLC, a Boston investment adviser.

Role at Strategic Advisers

Title on Schedule A
Chief Investment Officer
Control
Catherine Pena is a control person of Strategic Advisers.
Ownership
An individual ownership band is not available in the source record.
Tenure
Catherine Pena has held the filed role since January 2023.

The firm

Strategic Advisers LLC
Boston, MA

Form ADV filed 30 March 2026

$1.37T AUM2,401,763 clients17,112 advisers26 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Catherine Pena is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Catherine Pena
CRD
7837650
Firm
Strategic Advisers LLC
Record basis
Form ADV officer listing
Firm bio
fidelity.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Fidelity identifies Catherine Pena as Chief Investment Officer of Strategic Advisers and describes her earlier investment roles at Fidelity. Official firm biography

Education

Credentials and memberships

Common questions

Where does Catherine Pena work?

Catherine Pena has been Chief Investment Officer of Strategic Advisers LLC since January 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Is Catherine Pena a CFA charterholder?

Strategic Advisers lists Catherine Pena with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.

Source: Official firm biography

Leadership at Strategic Advisers

Sources

  1. IAPD individual lookup, CRD 7837650. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Strategic Advisers LLC, filed 30 March 2026. Title, control and ownership bands.
  3. Strategic Advisers team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Catherine Pena or Strategic Advisers LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.