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Catherine Arnold, portrait

Catherine Arnold

Investment adviser representative at Flower City Capital in Pittsford, NY

Investment adviser registrationUpdated

Catherine Arnold is an investment adviser representative at Flower City Capital LLC, an investment adviser managing $445M, and works from its Pittsford, NY office. Catherine Arnold has been registered through Flower City Capital since 1 March 2026, has 8 years in the industry across 4 firms and has passed the Series 7 and Series 66.

8
Years in industry
0
Years at firm
4
Adviser firms
1
States registered

From the IAPD record, checked 23 October 2026SEC record

Career

Catherine Arnold has been an investment adviser representative at Flower City Capital since March 2026, and is not listed among the firm’s executive officers or direct owners. Catherine Arnold holds a Bachelor of Science degree in Business Administration from State University of New York at Geneseo.

Flower City Capital LLC is a Pittsford, NY firm with $445M under management, 230 clients and 6 advisers across 2 offices, as of its July 2026 filing.

Catie Arnold is Wealth Advisor of Flower City Capital. She joined the firm in November 2024 and is focused on providing financial planning guidance and investment management to clients. Earlier she was Vice President of Financial Planning at Whitney & Company, a Private Wealth Advisor at LVW Advisors, and a Registered Client Associate at Merrill Lynch and Wells Fargo Advisors.

Catherine Arnold’s longest registration was 3 years at Wells Fargo Advisors, LLC (2011–2014). Before joining Flower City Capital in 2026, Catherine Arnold was registered through Whitney & Company and Wells Fargo Advisors, LLC.

  1. – present · under a year
    Pittsford, NY · Adviser representative · Firm CRD 281503
  2. Whitney & Company
    – · 2 years
    Rochester, NY · Adviser representative · Firm CRD 117307
  3. Wells Fargo Advisors, LLC
    – · 3 years
    Pittsford, NY · Adviser representative · Firm CRD 19616
  4. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    – · 1 year
    Pittsford, NY · Adviser representative · Firm CRD 7691

Credentials and registrations

Professional designations

Listed by Flower City Capital

  • CERTIFIED FINANCIAL PLANNER™ (CFP®)

Investment adviser representative registrations

Catherine Arnold is registered as an investment adviser representative in New York, since March 2026.

  • New YorkSince 1 March 2026

Examinations

Series 6631 July 2007
Name
Uniform Combined State Law Examination
Series 712 February 2007
Name
General Securities Representative Examination

Key facts

Full name
Catherine Diane Arnold
CRD
5169384
Firm
Flower City Capital · CRD 281503
Office
1 FISHERS RD, SUITE 220, Pittsford, NY 14534
Registration
Investment adviser registration
In the industry since
September 2018
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Catherine Arnold work?

Catherine Arnold is an investment adviser representative registered through Flower City Capital LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 23 October 2026

Is Catherine Arnold a financial advisor?

Yes. Catherine Arnold has a current investment-adviser registration in New York, through Flower City Capital since March 2026.

Source: IAPD individual record, checked 23 October 2026

How many years of experience does Catherine Arnold have?

Catherine Arnold has 8 years in the financial industry, since September 2018, across 4 adviser firms.

Source: IAPD individual record, checked 23 October 2026

What exams has Catherine Arnold passed?

Catherine Arnold has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2007.

Source: IAPD individual record, checked 23 October 2026

Where did Catherine Arnold work before Flower City Capital?

Before Flower City Capital, Catherine Arnold was registered through Whitney & Company, June 2021 to January 2024; Wells Fargo Advisors, LLC, April 2011 to May 2014; Merrill Lynch, Pierce, Fenner & Smith Incorporated, August 2007 to May 2009.

Source: IAPD individual record, checked 23 October 2026

Where is Catherine Arnold based?

Catherine Arnold’s registered office is in Pittsford, NY.

Source: IAPD individual record, checked 23 October 2026

Is Catherine Arnold registered with FINRA?

No. Catherine Arnold has no current broker registration.

Source: IAPD individual record, checked 23 October 2026

Is Catherine Arnold a CFP?

Flower City Capital lists Catherine Arnold with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.

Source: Catie Arnold, CFP® biography, flowercitycapital.com

How can I verify Catherine Arnold’s record?

Search CRD 5169384 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Catherine Arnold’s full registration record.

Source: IAPD individual record, checked 23 October 2026

Leadership at Flower City Capital

Sources

  1. IAPD individual record, CRD 5169384, checked 23 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Flower City Capital LLC, filed 20 July 2026. Executive officers and direct owners; this person is not among them.
  3. Flower City Capital team page. Biography, education, credentials, awards and the portrait, reproduced for identification.