Thomas Hawks has been Senior Partner of Flower City Capital since March 2018, is a control person of the firm and directly owns between 25% and 50% of it. Thomas Hawks holds a Bachelor of Science degree in Business Administration from State University of New York at Geneseo.
Flower City Capital LLC is a Pittsford, NY firm with $445M under management, 230 clients and 6 advisers across 2 offices, as of its July 2026 filing.
Thomas H. Hawks III is Senior Wealth Advisor and Partner of Flower City Capital. He joined the firm in March 2018 and is most focused on client relationships and their investment and planning needs. Earlier he was a Private Wealth Advisor at LVW Advisors from the firm's founding in 2011, a Senior Analyst at Convergent Wealth Advisors for more than three years, and an Investment Analyst at Citigroup Institutional Consulting from 2005.
Thomas Hawks’ longest registration is the current one, 5 years at Flower City Capital since 2021. Before joining Flower City Capital in 2021, Thomas Hawks was registered through Convergent Wealth Advisors, LLC.
- Flower City Capital LLCCurrent– present · 5 yearsPittsford, NY · Adviser representative · Firm CRD 281503
- Convergent Wealth Advisors, LLC– · 2 yearsPotomac, MD · Adviser representative · Firm CRD 143719
Professional designations
Listed by Flower City Capital
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Thomas Hawks is registered as an investment adviser representative in New York, since July 2021.
- New YorkSince 22 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 January 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 February 2006 |
| Series 7 | General Securities Representative Examination | 28 November 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Harris Hawks
- CRD
- 4880235
- Firm
- Flower City Capital · CRD 281503
- Role
- Senior Partner
- Office
- 1 FISHERS RD, SUITE 220, Pittsford, NY 14534
- Registration
- Investment adviser registration
- In the industry since
- November 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- flowercitycapital.com
Where does Thomas Hawks work?
Thomas Hawks has been Senior Partner of Flower City Capital LLC since March 2018, and is a control person of the firm.
Is Thomas Hawks a financial advisor?
Yes. Thomas Hawks has a current investment-adviser registration in New York, through Flower City Capital since July 2021.
How many years of experience does Thomas Hawks have?
Thomas Hawks has 7 years in the financial industry, since November 2018, across 2 adviser firms.
What exams has Thomas Hawks passed?
Thomas Hawks has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 2005.
Where did Thomas Hawks work before Flower City Capital?
Before Flower City Capital, Thomas Hawks was registered through Convergent Wealth Advisors, LLC, February 2009 to October 2011.
Where is Thomas Hawks based?
Thomas Hawks’ registered office is in Pittsford, NY.
Is Thomas Hawks registered with FINRA?
No. Thomas Hawks has no current broker registration.
Is Thomas Hawks a CFP?
Flower City Capital lists Thomas Hawks with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Thomas H. Hawks III, CFP® biography, flowercitycapital.com
How can I verify Thomas Hawks’ record?
Search CRD 4880235 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Hawks’ full registration record.
