Cassandra Conte has been an investment adviser representative at Taylor Financial Group since January 2026, and is not listed among the firm’s executive officers or direct owners.
Taylor Financial Group, Inc. is a Roanoke, VA firm with $410M under management, 501 clients and 4 advisers in one office, as of its February 2026 filing.
Cassandra Conte’s longest registration was 5 years at Wells Fargo Clearing Services, LLC (2017–2022). Before joining Taylor Financial Group in 2026, Cassandra Conte was registered through Northwestern Mutual Investment Services,llc and Capitol Family Office, Inc.
- Taylor Financial Group, Inc.Current– present · under a yearRoanoke, VA · Adviser representative · Firm CRD 116744
- Northwestern Mutual Investment Services,llc– · 1 yearRoanoke, VA · Adviser representative · Firm CRD 2881
- Capitol Family Office, Inc.– · 1 yearBeaverton, OR · Adviser representative · Firm CRD 312005
- Wells Fargo Clearing Services, LLC– · 5 yearsBlacksburg, VA · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Cassandra Conte is registered as an investment adviser representative in Virginia, since January 2026.
- VirginiaSince 29 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 19 March 2018 |
| Series 66 | Uniform Combined State Law Examination | 19 July 2017 |
| Series 7 | General Securities Representative Examination | 5 October 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Cassandra Martin Conte
- CRD
- 6550107
- Firm
- Taylor Financial Group · CRD 116744
- Office
- 3102 BRAMBLETON AVENUE., SW, Roanoke, VA 24018
- Registration
- Investment adviser registration
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Cassandra Conte work?
Cassandra Conte is an investment adviser representative registered through Taylor Financial Group, Inc. since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Cassandra Conte a financial advisor?
Yes. Cassandra Conte has a current investment-adviser registration in Virginia, through Taylor Financial Group since January 2026.
How many years of experience does Cassandra Conte have?
Cassandra Conte has 9 years in the financial industry, since March 2017, across 4 adviser firms.
What exams has Cassandra Conte passed?
Cassandra Conte has passed 3 licensing exams: the Series 7, Series 66 and Series 9. The earliest, the Series 7, was passed in October 2016. FINRA credited Cassandra Conte with the SIE, which began in October 2018.
Where did Cassandra Conte work before Taylor Financial Group?
Before Taylor Financial Group, Cassandra Conte was registered through Northwestern Mutual Investment Services,llc, September 2024 to January 2026; Capitol Family Office, Inc., October 2022 to May 2024; Wells Fargo Clearing Services, LLC, July 2017 to September 2022.
Where is Cassandra Conte based?
Cassandra Conte’s registered office is in Roanoke, VA.
Is Cassandra Conte registered with FINRA?
No. Cassandra Conte has no current broker registration.
How can I verify Cassandra Conte’s record?
Search CRD 6550107 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cassandra Conte’s full registration record.
