Skip to content

Jay Arce

Vice President/Chief Compliance Officer at Taylor Financial Group in Roanoke, VA

Investment adviser registrationUpdated

Jay Arce is Vice President/Chief Compliance Officer of Taylor Financial Group, Inc., an investment adviser managing $410M, and works from its Roanoke, VA office. Jay Arce has been registered as an investment adviser representative through Taylor Financial Group since 18 October 2018 and has 9 years in the industry across 3 firms.

9
Years in industry
8
Years at firm
3
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Jay Arce has been Vice President/Chief Compliance Officer of Taylor Financial Group since January 2020, is a control person of the firm and directly owns between 10% and 25% of it.

Taylor Financial Group, Inc. is a Roanoke, VA firm with $410M under management, 501 clients and 4 advisers in one office, as of its February 2026 filing.

Jay Arce’s longest registration is the current one, 8 years at Taylor Financial Group since 2018. Before joining Taylor Financial Group in 2018, Jay Arce was registered through Sonder Financial Advisors and Compass Financial Group, Inc.

  1. – present · 8 years
    Roanoke, VA · Adviser representative · Firm CRD 116744
  2. Sonder Financial Advisors
    – · under a year
    Asheville, NC · Adviser representative · Firm CRD 289089
  3. Compass Financial Group, Inc.
    – · 1 year
    Deerfield Beach, FL · Adviser representative · Firm CRD 125186

Credentials and registrations

Investment adviser representative registrations

Jay Arce is registered as an investment adviser representative in Virginia, since October 2018.

  • VirginiaSince 18 October 2018

Examinations

No examinations are on Jay Arce’s record.

Key facts

Full name
Jay Steve Arce
CRD
6579505
Firm
Taylor Financial Group · CRD 116744
Role
Vice President/Chief Compliance Officer
Office
3102 BRAMBLETON AVENUE., SW, Roanoke, VA 24018
Registration
Investment adviser registration
In the industry since
October 2016
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Jay Arce work?

Jay Arce has been Vice President/Chief Compliance Officer of Taylor Financial Group, Inc. since January 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 24 February 2026

Is Jay Arce a financial advisor?

Yes. Jay Arce has a current investment-adviser registration in Virginia, through Taylor Financial Group since October 2018.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Jay Arce have?

Jay Arce has 9 years in the financial industry, since October 2016, across 3 adviser firms.

Source: IAPD individual record, checked 22 October 2026

Where did Jay Arce work before Taylor Financial Group?

Before Taylor Financial Group, Jay Arce was registered through Sonder Financial Advisors, August 2017 to July 2018; Compass Financial Group, Inc., November 2015 to November 2016.

Source: IAPD individual record, checked 22 October 2026

Where is Jay Arce based?

Jay Arce’s registered office is in Roanoke, VA.

Source: IAPD individual record, checked 22 October 2026

Is Jay Arce registered with FINRA?

No. Jay Arce has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Jay Arce’s record?

Search CRD 6579505 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jay Arce’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Taylor Financial Group

Sources

  1. IAPD individual record, CRD 6579505, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Taylor Financial Group, Inc., filed 24 February 2026. Title, control and ownership bands.