Casey Slemmons has been an investment adviser representative at Avalan since July 2019, and is not listed among the firm’s executive officers or direct owners.
Avalan, LLC is a Santa Barbara, CA firm with $622M under management, 319 clients and 11 advisers across 3 offices, as of its March 2026 filing.
Casey Slemmons’ longest registration is the current one, 7 years at Avalan since 2019. Before joining Avalan in 2019, Casey Slemmons was registered through Advised Assets Group, LLC.
- Advised Assets Group, LLC– · 2 yearsGreenwood Village, CO · Adviser representative · Firm CRD 112058
Investment adviser representative registrations
Casey Slemmons is registered as an investment adviser representative in California, since July 2019.
- CaliforniaSince 17 July 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 29 June 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 December 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 December 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Casey William Slemmons
- CRD
- 5613907
- Firm
- Avalan · CRD 156109
- Office
- 233 E CARILLO, SUITE B, Santa Barbara, CA 93101
- Registration
- Investment adviser registration
- In the industry since
- May 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Casey Slemmons work?
Casey Slemmons is an investment adviser representative registered through Avalan, LLC since July 2019, and is not listed among the firm’s executive officers or direct owners.
Is Casey Slemmons a financial advisor?
Yes. Casey Slemmons has a current investment-adviser registration in California, through Avalan since July 2019.
How many years of experience does Casey Slemmons have?
Casey Slemmons has 17 years in the financial industry, since May 2009, across 2 adviser firms.
What exams has Casey Slemmons passed?
Casey Slemmons has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in December 2008. FINRA credited Casey Slemmons with the SIE, which began in October 2018.
Where did Casey Slemmons work before Avalan?
Before Avalan, Casey Slemmons was registered through Advised Assets Group, LLC, June 2016 to February 2019.
Where is Casey Slemmons based?
Casey Slemmons’ registered office is in Santa Barbara, CA.
Is Casey Slemmons registered with FINRA?
No. Casey Slemmons has no current broker registration.
How can I verify Casey Slemmons’ record?
Search CRD 5613907 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Casey Slemmons’ full registration record.