Casey Huffman has been an investment adviser representative at Keenan since June 2021, and is not listed among the firm’s executive officers or direct owners.
Keenan, LLC is a Boston, MA firm with $202M under management, 751 clients and 26 advisers in one office, as of its April 2026 filing.
Investment adviser representative registrations
Casey Huffman is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2021; the most recent is Texas, in January 2025.
- MassachusettsSince 2 June 2021
- TexasResidentSince 10 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 June 2021 |
| SIE | Securities Industry Essentials Examination | 28 August 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Casey Thomas Huffman
- CRD
- 7369351
- Firm
- Keenan · CRD 285673
- Office
- Guilford, CT
- Registration
- Investment adviser registration
- In the industry since
- June 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Casey Huffman work?
Casey Huffman is an investment adviser representative registered through Keenan, LLC since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Casey Huffman a financial advisor?
Yes. Casey Huffman has a current investment-adviser registration in Massachusetts and Texas, through Keenan since June 2021.
How many years of experience does Casey Huffman have?
Casey Huffman has 5 years in the financial industry, since June 2021, across 1 adviser firm.
What exams has Casey Huffman passed?
Casey Huffman has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in August 2020.
Where is Casey Huffman based?
Casey Huffman’s registered office is in Guilford, CT.
Is Casey Huffman registered with FINRA?
No. Casey Huffman has no current broker registration.
How can I verify Casey Huffman’s record?
Search CRD 7369351 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Casey Huffman’s full registration record.