Carl Basile has been an investment adviser representative at Empire Financial Management since March 2021, and is not listed among the firm’s executive officers or direct owners.
Empire Financial Management Company, LLC is a Holmdel, NJ firm with $706M under management, 983 clients and 10 advisers in one office, as of its September 2026 filing.
- – present · 5 yearsHolmdel, NJ · Adviser representative · Firm CRD 146097
Investment adviser representative registrations
Carl Basile is registered as an investment adviser representative in New York, since March 2021.
- New YorkSince 29 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 7 July 1993 |
| Series 7 | General Securities Representative Examination | 23 June 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Carl John Basile
- CRD
- 2353319
- Firm
- Empire Financial Management · CRD 146097
- Office
- 101 CRAWFORDS CORNER ROAD, SUITE 3128, Holmdel, NJ 07733-2151
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Carl Basile work?
Carl Basile is an investment adviser representative registered through Empire Financial Management Company, LLC since March 2021, and is not listed among the firm’s executive officers or direct owners.
Is Carl Basile a financial advisor?
Yes. Carl Basile has a current investment-adviser registration in New York, through Empire Financial Management since March 2021.
How many years of experience does Carl Basile have?
Carl Basile has 33 years in the financial industry, since July 1993, across 1 adviser firm.
What exams has Carl Basile passed?
Carl Basile has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in June 1993. FINRA credited Carl Basile with the SIE, which began in October 2018.
Where is Carl Basile based?
Carl Basile’s registered office is in Holmdel, NJ.
Is Carl Basile registered with FINRA?
Yes. Carl Basile has a current broker registration, under CRD 2353319.
Source: FINRA BrokerCheck
How can I verify Carl Basile’s record?
Search CRD 2353319 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Carl Basile’s full registration record.