Career
Cari Zalesiak has been Chief Compliance Officer of Innovator Capital Management since May 2022. Cari Zalesiak is not listed as a control person, but directly owns under 5% of the firm.
Innovator Capital Management, LLC is a Wheaton, IL firm with $30.2B under management, 1 client and 6 advisers in one office, as of its June 2026 filing.
No adviser firm registrations are on Cari Zalesiak’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 4 May 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 11 May 2013 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Cari Zalesiak
- CRD
- 5790018
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Cari Zalesiak work?
Cari Zalesiak has been Chief Compliance Officer of Innovator Capital Management, LLC since May 2022.
Does Cari Zalesiak have a current investment-adviser registration?
Cari Zalesiak has a current broker registration and no current investment-adviser registration.
What exams has Cari Zalesiak passed?
Cari Zalesiak has passed 2 licensing exams: the Series 7 and Series 24. The earliest, the Series 7, was passed in May 2013. FINRA credited Cari Zalesiak with the SIE, which began in October 2018.
Leadership at Innovator Capital Management
- Marc NachmannChief Executive Officer
- Graham DayVice President
- Bryon LakePresident
- Kathleen MeyerVice President
- Trevor TerrellVice President
- Elizabeth OverbayChief Financial Officer
- David PlutzerChief Legal Officer