Caleb Luis has been an investment adviser representative at Aspirean Wealth since February 2025, and is not listed among the firm’s executive officers or direct owners.
Aspirean Wealth, LLC is a Mill Valley, CA firm with $233M under management, 165 clients and 6 advisers across 3 offices, as of its January 2026 filing.
Caleb Luis is Associate Advisor of Aspirean Wealth. He supports Aspirean's client relationships and planning work, helping ensure that every meeting is prepared and every follow-up happens. He works alongside the firm's wealth managers across all three offices.
- Aspirean Wealth, LLCCurrent– present · 1 yearMill Valley, CA · Adviser representative · Firm CRD 173138
Investment adviser representative registrations
Caleb Luis is registered as an investment adviser representative in California, since February 2025.
- CaliforniaSince 21 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 February 2025 |
| SIE | Securities Industry Essentials Examination | 15 June 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Caleb Daniel Luis
- CRD
- 8025473
- Firm
- Aspirean Wealth · CRD 173138
- Office
- 6 KNOLL LANE, SUITE B, Mill Valley, CA 94941
- Registration
- Investment adviser registration
- In the industry since
- February 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aspirean.com
Where does Caleb Luis work?
Caleb Luis is an investment adviser representative registered through Aspirean Wealth, LLC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Caleb Luis a financial advisor?
Yes. Caleb Luis has a current investment-adviser registration in California, through Aspirean Wealth since February 2025.
How many years of experience does Caleb Luis have?
Caleb Luis has 1 year in the financial industry, since February 2025, across 1 adviser firm.
What exams has Caleb Luis passed?
Caleb Luis has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in June 2024.
Where is Caleb Luis based?
Caleb Luis’ registered office is in Mill Valley, CA.
Is Caleb Luis registered with FINRA?
No. Caleb Luis has no current broker registration.
How can I verify Caleb Luis’ record?
Search CRD 8025473 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Caleb Luis’ full registration record.
