Byron Alvarado has been an investment adviser representative at Prosperitas Financial since August 2024, and is not listed among the firm’s executive officers or direct owners.
Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.
Byron Alvarado’s longest registration was 8 years at Oneamerica Securities, Inc. (2015–2023). Before joining Prosperitas Financial in 2024, Byron Alvarado was registered through Cetera Advisors LLC and Oneamerica Securities, Inc.
- Prosperitas Financial, LLCCurrent– present · 2 yearsValencia, CA · Adviser representative · Firm CRD 315768
- Cetera Advisors LLC– · under a yearValencia, CA · Adviser representative · Firm CRD 10299
- Oneamerica Securities, Inc.– · 8 yearsValencia, CA · Adviser representative · Firm CRD 4173
- On Investment Management Co– · 1 yearValencia, CA · Adviser representative · Firm CRD 105662
- MML Investors Services, LLC– · 1 yearPasadena, CA · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Byron Alvarado is registered as an investment adviser representative in California, since August 2024.
- CaliforniaSince 6 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 May 2011 |
| Series 24 | General Securities Principal Examination | 28 June 2007 |
| Series 7 | General Securities Representative Examination | 26 January 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 March 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 February 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Byron Patricio Alvarado
- CRD
- 4908032
- Firm
- Prosperitas Financial · CRD 315768
- Office
- 25060 AVENUE STANFORD, SUITE 100, Valencia, CA 91355
- Registration
- Investment adviser registration
- In the industry since
- October 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Byron Alvarado work?
Byron Alvarado is an investment adviser representative registered through Prosperitas Financial, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Byron Alvarado a financial advisor?
Yes. Byron Alvarado has a current investment-adviser registration in California, through Prosperitas Financial since August 2024.
How many years of experience does Byron Alvarado have?
Byron Alvarado has 21 years in the financial industry, since October 2005, across 5 adviser firms.
What exams has Byron Alvarado passed?
Byron Alvarado has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and Series 66. The earliest, the Series 6, was passed in February 2005. FINRA credited Byron Alvarado with the SIE, which began in October 2018.
Where did Byron Alvarado work before Prosperitas Financial?
Before Prosperitas Financial, Byron Alvarado was registered through Cetera Advisors LLC, January 2023 to December 2023; Oneamerica Securities, Inc., January 2015 to February 2023; On Investment Management Co, August 2013 to December 2014; MML Investors Services, LLC, January 2012 to August 2013.
Where is Byron Alvarado based?
Byron Alvarado’s registered office is in Valencia, CA.
Is Byron Alvarado registered with FINRA?
No. Byron Alvarado has no current broker registration.
How can I verify Byron Alvarado’s record?
Search CRD 4908032 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Byron Alvarado’s full registration record.
