Brice Carter has been Vice President & Chief Investment Officer of Financial Strategies Group since August 2017, is a control person of the firm and directly owns between 25% and 50% of it.
Financial Strategies Group, Inc is an Okemos, MI firm with $677M under management, 1,284 clients and 7 advisers across 2 offices, as of its March 2026 filing.
Brice Carter’s longest registration is the current one, 9 years at Financial Strategies Group since 2017. Before joining Financial Strategies Group in 2017, Brice Carter was registered through Eagle Strategies LLC.
- – present · 9 yearsFenton, MI · Adviser representative · Firm CRD 289054
- Eagle Strategies LLC– · 5 yearsOkemos, MI · Adviser representative · Firm CRD 110826
Investment adviser representative registrations
Brice Carter is registered as an investment adviser representative in 2 states. The first approvals date from August 2017; the most recent is Texas, in July 2024.
- MichiganSince 1 August 2017
- TexasSince 17 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 May 2012 |
| Series 7 | General Securities Representative Examination | 23 November 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brice Patrick Carter
- CRD
- 5947902
- Firm
- Financial Strategies Group · CRD 289054
- Role
- Vice President & Chief Investment Officer
- Office
- 265 N ALLOY DRIVE, Fenton, MI 48430
- Registration
- Investment adviser registration
- In the industry since
- November 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Brice Carter work?
Brice Carter has been Vice President & Chief Investment Officer of Financial Strategies Group, Inc since August 2017, and is a control person of the firm.
Is Brice Carter a financial advisor?
Yes. Brice Carter has a current investment-adviser registration in Michigan and Texas, through Financial Strategies Group since August 2017.
How many years of experience does Brice Carter have?
Brice Carter has 14 years in the financial industry, since November 2011, across 2 adviser firms.
What exams has Brice Carter passed?
Brice Carter has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2011. FINRA credited Brice Carter with the SIE, which began in October 2018.
Where is Brice Carter based?
Brice Carter’s registered office is in Fenton, MI.
Is Brice Carter registered with FINRA?
No. Brice Carter has no current broker registration.
How can I verify Brice Carter’s record?
Search CRD 5947902 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brice Carter’s full registration record.