Brandon Carter has been Principal of Financial Strategies Group since August 2017, is a control person of the firm and directly owns between 25% and 50% of it.
Financial Strategies Group, Inc is an Okemos, MI firm with $677M under management, 1,284 clients and 7 advisers across 2 offices, as of its March 2026 filing.
Brandon Carter’s longest registration is the current one, 9 years at Financial Strategies Group since 2017. Before joining Financial Strategies Group in 2017, Brandon Carter was registered through Eagle Strategies LLC.
- – present · 9 yearsOkemos, MI · Adviser representative · Firm CRD 289054
- Eagle Strategies LLC– · 6 yearsOkemos, MI · Adviser representative · Firm CRD 110826
Investment adviser representative registrations
Brandon Carter is registered as an investment adviser representative in 2 states. The first approvals date from August 2017; the most recent is Texas, in July 2025.
- MichiganSince 1 August 2017
- TexasSince 11 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 7 April 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 June 2007 |
| Series 7 | General Securities Representative Examination | 21 May 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brandon Ellis Carter
- CRD
- 5192849
- Firm
- Financial Strategies Group · CRD 289054
- Role
- Principal
- Office
- 2270 Jolly Oak Rd., Suite 2, Okemos, MI 48864
- Registration
- Investment adviser registration
- In the industry since
- May 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Brandon Carter work?
Brandon Carter has been Principal of Financial Strategies Group, Inc since August 2017, and is a control person of the firm.
Is Brandon Carter a financial advisor?
Yes. Brandon Carter has a current investment-adviser registration in Michigan and Texas, through Financial Strategies Group since August 2017.
How many years of experience does Brandon Carter have?
Brandon Carter has 19 years in the financial industry, since May 2007, across 2 adviser firms.
What exams has Brandon Carter passed?
Brandon Carter has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in May 2007. FINRA credited Brandon Carter with the SIE, which began in October 2018.
Where is Brandon Carter based?
Brandon Carter’s registered office is in Okemos, MI.
Is Brandon Carter registered with FINRA?
No. Brandon Carter has no current broker registration.
How can I verify Brandon Carter’s record?
Search CRD 5192849 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brandon Carter’s full registration record.