Brian Yates has been an investment adviser representative at Asset One Wealth Management since April 2026, and is not listed among the firm’s executive officers or direct owners.
Asset One Wealth Management, LLC is a Bellevue, WA firm with $983M under management, 1,173 clients and 9 advisers across 9 offices, as of its October 2026 filing.
Brian Yates’ longest registration was 9 years at Pittsburgh Financial Planners, Inc. (2016–2026). Before joining Asset One Wealth Management in 2026, Brian Yates was registered through Pittsburgh Financial Planners, Inc. and Muhlenkamp & Co Inc.
- – present · under a yearBridgeville, PA · Adviser representative · Firm CRD 336350
- Pittsburgh Financial Planners, Inc.– · 9 yearsBridgeville, PA · Adviser representative · Firm CRD 14155
- Muhlenkamp & Co Inc– · 6 yearsWexford, PA · Adviser representative · Firm CRD 110787
- Merrill Lynch Pierce Fenner & Smith Inc.– · under a yearPittsburgh, PA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Brian Yates is registered as an investment adviser representative in Pennsylvania, since April 2026.
- PennsylvaniaSince 3 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 30 September 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 August 2004 |
| Series 55 | Limited Representative-Equity Trader Exam | 19 November 1999 |
| Series 7 | General Securities Representative Examination | 19 July 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 August 1993 |
| Series 11 | Assistant Representative-Order Processing Qualification Exam | 18 August 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Assistant Representative-Order Processing Qualification Exam
- Full name
- Brian Lewis Yates
- CRD
- 2386154
- Firm
- Asset One Wealth Management · CRD 336350
- Office
- 1195 Washington Pike, Suite 100, Bridgeville, PA 15017
- Registration
- Investment adviser registration
- In the industry since
- May 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Yates work?
Brian Yates is an investment adviser representative registered through Asset One Wealth Management, LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Brian Yates a financial advisor?
Yes. Brian Yates has a current investment-adviser registration in Pennsylvania, through Asset One Wealth Management since April 2026.
How many years of experience does Brian Yates have?
Brian Yates has 17 years in the financial industry, since May 2009, across 4 adviser firms.
What exams has Brian Yates passed?
Brian Yates has passed 6 licensing exams: the Series 11, Series 63, Series 7, Series 55, Series 65 and Series 31. The earliest, the Series 11, was passed in August 1993. FINRA credited Brian Yates with the SIE, which began in October 2018.
Where did Brian Yates work before Asset One Wealth Management?
Before Asset One Wealth Management, Brian Yates was registered through Pittsburgh Financial Planners, Inc., May 2016 to March 2026; Muhlenkamp & Co Inc, November 2009 to May 2016; Merrill Lynch Pierce Fenner & Smith Inc., August 2004 to February 2005.
Where is Brian Yates based?
Brian Yates’ registered office is in Bridgeville, PA.
Is Brian Yates registered with FINRA?
No. Brian Yates has no current broker registration.
How can I verify Brian Yates’ record?
Search CRD 2386154 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Yates’ full registration record.