Brian Parris has been an investment adviser representative at Vantage Financial Group since April 2017, and is not listed among the firm’s executive officers or direct owners.
Vantage Financial Group, Inc. is a Cleveland, OH firm with $867M under management, 2,521 clients and 22 advisers across 7 offices, as of its March 2026 filing.
Brian Parris’ longest registration is the current one, 9 years at Vantage Financial Group since 2017. Before joining Vantage Financial Group in 2017, Brian Parris was registered through Cetera Advisor Networks LLC.
- Cetera Investment Advisers LLCAlso current– present · 3 yearsCleveland, OH · Adviser representative · Firm CRD 105644
- – present · 9 yearsCleveland, OH · Adviser representative · Firm CRD 105950
- Cetera Advisor Networks LLC– · 8 yearsEl Segundo, CA · Adviser representative · Firm CRD 13572
Investment adviser representative registrations
Brian Parris is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2017; the most recent is Texas, in January 2026.
- OhioSince 11 April 2017
- TexasResidentSince 6 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 June 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 13 December 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 September 2014 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brian Gregory Parris
- CRD
- 6374541
- Firm
- Vantage Financial Group · CRD 105950
- Office
- 6200 ROCKSIDE ROAD, Cleveland, OH 44131
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brian Parris work?
Brian Parris is an investment adviser representative registered through Vantage Financial Group, Inc. since April 2017, and is not listed among the firm’s executive officers or direct owners.
Is Brian Parris a financial advisor?
Yes. Brian Parris has a current investment-adviser registration in Ohio and Texas, through Vantage Financial Group since April 2017.
How many years of experience does Brian Parris have?
Brian Parris has 12 years in the financial industry, since September 2014, across 3 adviser firms.
What exams has Brian Parris passed?
Brian Parris has passed 3 licensing exams: the Series 6, Series 7 and Series 66. The earliest, the Series 6, was passed in September 2014. FINRA credited Brian Parris with the SIE, which began in October 2018.
Where is Brian Parris based?
Brian Parris’ registered office is in Cleveland, OH.
Is Brian Parris registered with FINRA?
Yes. Brian Parris has a current broker registration, under CRD 6374541.
Source: FINRA BrokerCheck
How can I verify Brian Parris’ record?
Search CRD 6374541 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brian Parris’ full registration record.
