Brian Mondics has been an investment adviser representative at SMI Advisory Services since June 2024, and is not listed among the firm’s executive officers or direct owners.
Smi Advisory Services, LLC is a Columbus, IN firm with $949M under management, 1,083 clients and 5 advisers in one office, as of its January 2026 filing.
Brian Mondics’ longest registration is the current one, 2 years at SMI Advisory Services since 2024. Before joining SMI Advisory Services in 2024, Brian Mondics was registered through Higher Level Financial Services LLC.
- Smi Advisory Services, LLCCurrent– present · 2 yearsColumbus, IN · Adviser representative · Firm CRD 137872
- Higher Level Financial Services LLC– · under a yearRock Springs, WY · Adviser representative · Firm CRD 321731
Investment adviser representative registrations
Brian Mondics is registered as an investment adviser representative in Indiana, since June 2024.
- IndianaSince 26 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 January 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Brian R Mondics
- CRD
- 7545075
- Firm
- SMI Advisory Services · CRD 137872
- Office
- 4400 RAY BOLL BLVD., Columbus, IN 47203
- Registration
- Investment adviser registration
- In the industry since
- November 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Mondics work?
Brian Mondics is an investment adviser representative registered through Smi Advisory Services, LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is Brian Mondics a financial advisor?
Yes. Brian Mondics has a current investment-adviser registration in Indiana, through SMI Advisory Services since June 2024.
How many years of experience does Brian Mondics have?
Brian Mondics has 2 years in the financial industry, since November 2023, across 2 adviser firms.
What exams has Brian Mondics passed?
Brian Mondics passed the Series 65 in January 2022.
Where did Brian Mondics work before SMI Advisory Services?
Before SMI Advisory Services, Brian Mondics was registered through Higher Level Financial Services LLC, June 2022 to December 2022.
Where is Brian Mondics based?
Brian Mondics’ registered office is in Columbus, IN.
Is Brian Mondics registered with FINRA?
No. Brian Mondics has no current broker registration.
How can I verify Brian Mondics’ record?
Search CRD 7545075 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Mondics’ full registration record.
