Career
Brian Kelleher has been Chief Revenue Officer of Simplify Asset Management since April 2021. Brian Kelleher is a control person of the firm and directly owns under 5% of it.
Simplify Asset Management Inc. is a Las Vegas, NV firm with $14.1B under management, 44 clients and 14 advisers across 2 offices, as of its August 2026 filing.
- – present · 1 yearMiami, FL · Adviser representative · Firm CRD 309535
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Florida | Approved | 8 April 2025 |
| Texas | Approved | 20 February 2025 |
- Status
- Approved
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 February 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 29 April 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 October 1999 |
| Series 7 | General Securities Representative Examination | 6 January 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Brian Carroll Kelleher
- CRD
- 2761242
- Office
- Miami, FL
- Firm bio
- simplify.us
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Brian Kelleher work?
Brian Kelleher has been Chief Revenue Officer of Simplify Asset Management Inc. since April 2021, and is a control person of the firm.
Is Brian Kelleher a financial advisor?
Yes. Brian Kelleher has a current investment-adviser registration in Florida and Texas, through Simplify Asset Management since February 2025.
How many years of experience does Brian Kelleher have?
Brian Kelleher has 22 years in the financial industry, since June 2004, across 1 adviser firm.
What exams has Brian Kelleher passed?
Brian Kelleher has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in January 1999. FINRA credited Brian Kelleher with the SIE, which began in October 2018.
Where is Brian Kelleher based?
Brian Kelleher’s registered office is in Miami, FL.