Brian Dudley has been an investment adviser representative at Secure Asset Management since February 2021, and is not listed among the firm’s executive officers or direct owners.
Secure Asset Management, L.L.C. is a Troy, MI firm with $871M under management, 2,877 clients and 54 advisers across 32 offices, as of its August 2026 filing.
Brian Dudley’s longest registration was 14 years at TD Ameritrade, Inc. (2006–2021). Before joining Secure Asset Management in 2021, Brian Dudley was registered through TD Ameritrade, Inc. and TD Ameritrade Investment Management, LLC.
- – present · 5 yearsElkhorn, NE · Adviser representative · Firm CRD 144046
- TD Ameritrade, Inc.– · 14 yearsOmaha, NE · Adviser representative · Firm CRD 7870
- TD Ameritrade Investment Management, LLC– · 12 yearsOmaha, NE · Adviser representative · Firm CRD 111514
- Ameritrade Advisory Services LLC– · 1 yearBellevue, NE · Adviser representative · Firm CRD 132414
Investment adviser representative registrations
Brian Dudley is registered as an investment adviser representative in 2 states. The first approvals date from February 2021; the most recent is Nebraska, in November 2022.
- MichiganSince 3 February 2021
- NebraskaSince 21 November 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 September 2004 |
| Series 7 | General Securities Representative Examination | 10 September 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian David Dudley
- CRD
- 4014477
- Firm
- Secure Asset Management · CRD 144046
- Office
- 20451 Corby Street, Suite 1B, Elkhorn, NE 68022
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brian Dudley work?
Brian Dudley is an investment adviser representative registered through Secure Asset Management, L.L.C. since February 2021, and is not listed among the firm’s executive officers or direct owners.
Is Brian Dudley a financial advisor?
Yes. Brian Dudley has a current investment-adviser registration in Michigan and Nebraska, through Secure Asset Management since February 2021.
How many years of experience does Brian Dudley have?
Brian Dudley has 22 years in the financial industry, since October 2004, across 4 adviser firms.
What exams has Brian Dudley passed?
Brian Dudley has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2004. FINRA credited Brian Dudley with the SIE, which began in October 2018.
Where did Brian Dudley work before Secure Asset Management?
Before Secure Asset Management, Brian Dudley was registered through TD Ameritrade, Inc., May 2006 to January 2021; TD Ameritrade Investment Management, LLC, May 2006 to December 2018; Ameritrade Advisory Services LLC, October 2004 to December 2005.
Where is Brian Dudley based?
Brian Dudley’s registered office is in Elkhorn, NE.
Is Brian Dudley registered with FINRA?
Yes. Brian Dudley has a current broker registration, under CRD 4014477.
Source: FINRA BrokerCheck
How can I verify Brian Dudley’s record?
Search CRD 4014477 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brian Dudley’s full registration record.