Brett Nelson has been an investment adviser representative at Prevail Innovative Wealth Advisors since January 2021, and is not listed among the firm’s executive officers or direct owners.
Prevail Innovative Wealth Advisors, LLC is a Leawood, KS firm with $932M under management, 822 clients and 31 advisers across 3 offices, as of its September 2026 filing.
Brett Nelson is a Senior Investment Advisor Representative with Prevail Innovative Wealth Strategies. He has more than 13 years of experience in financial services and specializes in integrated tax planning, wealth management, business structuring and estate planning strategies.
- – present · 5 yearsLeawood, KS · Adviser representative · Firm CRD 288641
Professional designations
Listed by Prevail Innovative Wealth Advisors
- Accredited Investment Fiduciary (AIF®)
- Chartered Life Underwriter (CLU®)
- Tax Planning Certified Professional (TPCP®)
Investment adviser representative registrations
Brett Nelson is registered as an investment adviser representative in Kansas, since January 2021.
- KansasSince 27 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 October 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 16 August 2014 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 May 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brett Eugene Nelson
- CRD
- 6216179
- Firm
- Prevail Innovative Wealth Advisors · CRD 288641
- Office
- 4745 W. 136 STREET, Leawood, KS 66224
- Registration
- Investment adviser registration
- In the industry since
- September 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prevailiws.com
Where does Brett Nelson work?
Brett Nelson is an investment adviser representative registered through Prevail Innovative Wealth Advisors, LLC since January 2021, and is not listed among the firm’s executive officers or direct owners.
Is Brett Nelson a financial advisor?
Yes. Brett Nelson has a current investment-adviser registration in Kansas, through Prevail Innovative Wealth Advisors since January 2021.
How many years of experience does Brett Nelson have?
Brett Nelson has 6 years in the financial industry, since September 2020, across 1 adviser firm.
What exams has Brett Nelson passed?
Brett Nelson has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in May 2014. FINRA credited Brett Nelson with the SIE, which began in October 2018.
Where is Brett Nelson based?
Brett Nelson’s registered office is in Leawood, KS.
Is Brett Nelson registered with FINRA?
No. Brett Nelson has no current broker registration.
How can I verify Brett Nelson’s record?
Search CRD 6216179 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brett Nelson’s full registration record.
