Bradley Lawing has been Vice President and Member of Prevail Innovative Wealth Advisors since May 2017, is a control person of the firm and directly owns between 25% and 50% of it.
Prevail Innovative Wealth Advisors, LLC is a Leawood, KS firm with $932M under management, 822 clients and 31 advisers across 3 offices, as of its September 2026 filing.
Brad Lawing is Vice President of Prevail Strategies, LLC, where he is one of the founding partners. He works with business owners, executives and high-net-worth families to help determine their financial goals. He has served in the financial services industry since 2006.
Bradley Lawing’s longest registration was 10 years at Lawing Financial Inc (2007–2017). Before joining Prevail Innovative Wealth Advisors in 2017, Bradley Lawing was registered through Lawing Financial Inc and Merrill Lynch Pierce Fenner & Smith Inc.
- – present · 9 yearsAdviser representative · Firm CRD 288641
- Lawing Financial Inc– · 10 yearsSpringfield, MO · Adviser representative · Firm CRD 117178
- Merrill Lynch Pierce Fenner & Smith Inc.– · 1 yearSpringfield, MO · Adviser representative · Firm CRD 7691
Professional designations
Listed by Prevail Innovative Wealth Advisors
- Certified Private Wealth Advisor® (CPWA®)
Investment adviser representative registrations
Bradley Lawing is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from July 2017; the most recent is Kansas, in July 2019.
- KansasSince 22 July 2019
- MissouriSince 7 July 2017
- TexasResidentSince 26 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 July 2006 |
| Series 7 | General Securities Representative Examination | 7 July 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Bradley Christopher Lawing
- CRD
- 4986486
- Firm
- Prevail Innovative Wealth Advisors · CRD 288641
- Role
- Vice President and Member
- Registration
- Investment adviser registration
- In the industry since
- August 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prevailiws.com
Where does Bradley Lawing work?
Bradley Lawing has been Vice President and Member of Prevail Innovative Wealth Advisors, LLC since May 2017, and is a control person of the firm.
Is Bradley Lawing a financial advisor?
Yes. Bradley Lawing has a current investment-adviser registration in Kansas, Missouri and Texas, through Prevail Innovative Wealth Advisors since July 2017.
How many years of experience does Bradley Lawing have?
Bradley Lawing has 21 years in the financial industry, since August 2005, across 3 adviser firms.
What exams has Bradley Lawing passed?
Bradley Lawing has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2005. FINRA credited Bradley Lawing with the SIE, which began in October 2018.
Where did Bradley Lawing work before Prevail Innovative Wealth Advisors?
Before Prevail Innovative Wealth Advisors, Bradley Lawing was registered through Merrill Lynch Pierce Fenner & Smith Inc., July 2006 to July 2007.
Is Bradley Lawing registered with FINRA?
No. Bradley Lawing has no current broker registration.
How can I verify Bradley Lawing’s record?
Search CRD 4986486 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bradley Lawing’s full registration record.
