Brett Neal has been an investment adviser representative at Lincoln Capital since September 2013, and is not listed among the firm’s executive officers or direct owners. Brett Neal holds a Bachelor of Science in Finance from the University of Nebraska-Lincoln.
Lincoln Capital, LLC is a Lincoln, NE firm with $845M under management, 1,266 clients and 4 advisers in one office, as of its March 2026 filing.
Brett Neal is Investment Advisor Representative of Lincoln Capital, based in Lincoln, Nebraska. He works in portfolio management and retirement planning, designing customized investment portfolios to help clients grow, protect and distribute assets over their lifetimes. He started his career as a Financial Advisor with Shearson Lehman Brothers (now Morgan Stanley Smith Barney) offering investment management, and remained with the company through various mergers and acquisitions before joining Lincoln Capital.
Brett Neal’s longest registration is the current one, 13 years at Lincoln Capital since 2013. Before joining Lincoln Capital in 2013, Brett Neal was registered through Wells Fargo Advisors Financial Network, LLC and Citigroup Global Markets Inc.
- Lincoln Capital, LLCCurrent– present · 13 yearsLincoln, NE · Adviser representative · Firm CRD 168307
- Wells Fargo Advisors Financial Network, LLC– · 8 yearsLincoln, NE · Adviser representative · Firm CRD 11025
- Citigroup Global Markets Inc.– · 7 yearsLincoln, NE · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Brett Neal is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2013; the most recent is Nebraska, in October 2013.
- NebraskaSince 18 October 2013
- TexasResidentSince 19 September 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 8 October 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 May 1992 |
| Series 3 | National Commodity Futures Examination | 22 October 1990 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 September 1990 |
| Series 7 | General Securities Representative Examination | 12 September 1990 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brett C Neal
- CRD
- 2092816
- Firm
- Lincoln Capital · CRD 168307
- Office
- 6003 OLD CHENEY RD, SUITE 350, Lincoln, NE 68516
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- thelincolncapitalgroup.com
Where does Brett Neal work?
Brett Neal is an investment adviser representative registered through Lincoln Capital, LLC since September 2013, and is not listed among the firm’s executive officers or direct owners.
Is Brett Neal a financial advisor?
Yes. Brett Neal has a current investment-adviser registration in Nebraska and Texas, through Lincoln Capital since September 2013.
How many years of experience does Brett Neal have?
Brett Neal has 36 years in the financial industry, since September 1990, across 3 adviser firms.
What exams has Brett Neal passed?
Brett Neal has passed 7 licensing exams: the Series 7, Series 63, Series 3, Series 65, Series 8, Series 10 and Series 9. The earliest, the Series 7, was passed in September 1990. FINRA credited Brett Neal with the SIE, which began in October 2018.
Where did Brett Neal work before Lincoln Capital?
Before Lincoln Capital, Brett Neal was registered through Citigroup Global Markets Inc., July 1997 to July 2005.
Where is Brett Neal based?
Brett Neal’s registered office is in Lincoln, NE.
Is Brett Neal registered with FINRA?
Yes. Brett Neal has a current broker registration, under CRD 2092816.
Source: FINRA BrokerCheck
How can I verify Brett Neal’s record?
Search CRD 2092816 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brett Neal’s full registration record.
