Judd Norman has been Managing of Lincoln Capital since July 2005, is a control person of the firm and directly owns 75% or more of it.
Lincoln Capital, LLC is a Lincoln, NE firm with $845M under management, 1,266 clients and 4 advisers in one office, as of its March 2026 filing.
Judd Norman is Owner, Investment Advisor Representative of Lincoln Capital, based in Lincoln, Nebraska. He began his career as a Financial Advisor with E.F. Hutton (now Morgan Stanley Smith Barney), offering investment management and advice, and remained with that firm through various mergers and acquisitions. He is the owner and financial advisor of Lincoln Capital LLC.
Judd Norman’s longest registration is the current one, 13 years at Lincoln Capital since 2013. Before joining Lincoln Capital in 2013, Judd Norman was registered through Wells Fargo Advisors Financial Network, LLC and Citigroup Global Markets Inc.
- Lincoln Capital, LLCCurrent– present · 13 yearsLincoln, NE · Adviser representative · Firm CRD 168307
- Wells Fargo Advisors Financial Network, LLC– · 8 yearsLincoln, NE · Adviser representative · Firm CRD 11025
- Citigroup Global Markets Inc.– · 7 yearsLincoln, NE · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Judd Norman is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2013; the most recent is Nebraska, in October 2013.
- NebraskaSince 18 October 2013
- TexasResidentSince 19 September 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 5 May 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 May 1986 |
| Series 7 | General Securities Representative Examination | 19 April 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Judd Aaron Norman
- CRD
- 1484772
- Firm
- Lincoln Capital · CRD 168307
- Role
- Managing
- Office
- 6003 OLD CHENEY RD, SUITE 350, Lincoln, NE 68516
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1986
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- thelincolncapitalgroup.com
Where does Judd Norman work?
Judd Norman has been Managing of Lincoln Capital, LLC since July 2005, and is a control person of the firm.
Is Judd Norman a financial advisor?
Yes. Judd Norman has a current investment-adviser registration in Nebraska and Texas, through Lincoln Capital since September 2013.
How many years of experience does Judd Norman have?
Judd Norman has 40 years in the financial industry, since April 1986, across 3 adviser firms.
What exams has Judd Norman passed?
Judd Norman has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 1986. FINRA credited Judd Norman with the SIE, which began in October 2018.
Where did Judd Norman work before Lincoln Capital?
Before Lincoln Capital, Judd Norman was registered through Citigroup Global Markets Inc., July 1997 to July 2005.
Where is Judd Norman based?
Judd Norman’s registered office is in Lincoln, NE.
Is Judd Norman registered with FINRA?
Yes. Judd Norman has a current broker registration, under CRD 1484772.
Source: FINRA BrokerCheck
How can I verify Judd Norman’s record?
Search CRD 1484772 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Judd Norman’s full registration record.