Brent Capehart has been an investment adviser representative at Lloyd Advisory Services since April 2026, and is not listed among the firm’s executive officers or direct owners. Brent Capehart holds a Bachelor's degree in Business Administration from Western Illinois University.
Lloyd Advisory Services, LLC is a Suwanee, GA firm with $438M under management, 1,262 clients and 6 advisers across 3 offices, as of its March 2026 filing.
Brent Capehart is an Investment Adviser Representative of Lloyd Advisory Group. He helps select families create financial strategies for their retirement goals and gives informational seminars on retirement planning at several local colleges. He has 12 years of experience in the insurance and investment industry and previously spent 28 years with an apparel company, advancing to vice president of sales.
Brent Capehart’s longest registration was 9 years at Ae Wealth Management, LLC (2016–2026). Before joining Lloyd Advisory Services in 2026, Brent Capehart was registered through Ae Wealth Management, LLC and Global Financial Private Capital, LLC.
- Ae Wealth Management, LLC– · 9 yearsAlpharetta, GA · Adviser representative · Firm CRD 282580
- Global Financial Private Capital, LLC– · 3 yearsAlpharetta, GA · Adviser representative · Firm CRD 132070
- Esi Financial Advisors– · 3 yearsAtlanta, GA · Adviser representative · Firm CRD 265
Investment adviser representative registrations
Brent Capehart is registered as an investment adviser representative in Georgia, since April 2026.
- GeorgiaSince 21 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 1 July 2010 |
| Series 7 | General Securities Representative Examination | 3 June 2010 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brent William Capehart
- CRD
- 5781261
- Firm
- Lloyd Advisory Services · CRD 150582
- Registration
- Investment adviser registration
- In the industry since
- July 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lloydadvisorygroup.com
Where does Brent Capehart work?
Brent Capehart is an investment adviser representative registered through Lloyd Advisory Services, LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Brent Capehart a financial advisor?
Yes. Brent Capehart has a current investment-adviser registration in Georgia, through Lloyd Advisory Services since April 2026.
How many years of experience does Brent Capehart have?
Brent Capehart has 16 years in the financial industry, since July 2010, across 4 adviser firms.
What exams has Brent Capehart passed?
Brent Capehart has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2010.
Where did Brent Capehart work before Lloyd Advisory Services?
Before Lloyd Advisory Services, Brent Capehart was registered through Global Financial Private Capital, LLC, September 2013 to December 2016; Esi Financial Advisors, July 2010 to September 2013.
Is Brent Capehart registered with FINRA?
No. Brent Capehart has no current broker registration.
How can I verify Brent Capehart’s record?
Search CRD 5781261 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brent Capehart’s full registration record.
