Brendan Reardon has been an investment adviser representative at Rose Capital Advisors since January 2023, and is not listed among the firm’s executive officers or direct owners. Brendan Reardon holds a Bachelor of Science degree in Business Administration from the University of Vermont and a Master of Science in Finance from Wallace E. Carroll Graduate School of Management, Boston College.
Rose Capital Advisors, LLC is a Miami Beach, FL firm with $608M under management, 375 clients and 9 advisers across 7 offices, as of its August 2026 filing.
Mike Reardon is Partner, Senior Wealth Advisor and Director of Client Solutions of Rose Capital Advisors, where he advises and services the firm's clients, evaluates new and existing products and services, and cultivates new institutional relationships. He previously spent 12 years with Russell Investments and 6 years at Mass PRIM, the State Retirement Board of Massachusetts. He has also served as a public pension fund trustee for 18 years.
Investment adviser representative registrations
Brendan Reardon is registered as an investment adviser representative in 2 states. Each was approved in January 2023.
- MassachusettsSince 24 January 2023
- VermontSince 23 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 22 November 2010 |
| Series 7 | General Securities Representative Examination | 27 October 2010 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brendan Michael Reardon
- CRD
- 5652384
- Firm
- Rose Capital Advisors · CRD 173054
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- rosecapitaladvisors.com
Where does Brendan Reardon work?
Brendan Reardon is an investment adviser representative registered through Rose Capital Advisors, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Brendan Reardon a financial advisor?
Yes. Brendan Reardon has a current investment-adviser registration in Massachusetts and Vermont, through Rose Capital Advisors since January 2023.
How many years of experience does Brendan Reardon have?
Brendan Reardon has 15 years in the financial industry, since December 2010, across 1 adviser firm.
What exams has Brendan Reardon passed?
Brendan Reardon has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 2010. FINRA credited Brendan Reardon with the SIE, which began in October 2018.
Is Brendan Reardon registered with FINRA?
Yes. Brendan Reardon has a current broker registration, under CRD 5652384.
Source: FINRA BrokerCheck
How can I verify Brendan Reardon’s record?
Search CRD 5652384 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brendan Reardon’s full registration record.
