Role at Vontobel Swiss Financial Advisers Ag
- Title on Schedule A
- CEO
- Control
- Billy Obregon is a control person of Vontobel Swiss Financial Advisers Ag.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Billy Obregon has held the filed role since March 2025.
The firm
Form ADV filed 4 September 2026
Career on record
Billy Obregon has been registered through Vontobel Swiss Financial Advisers Ag since November 2025, and before that through Deutsche Bank Securities Inc..
- – present · 1 yearNew York, NY · Adviser representative · Firm CRD 130668
- Deutsche Bank Securities Inc.– · 2 yearsNew York, NY · Adviser representative · Firm CRD 2525
- Passed Series 9, Series 10 and Series 65 · 2021
- Passed Series 24 · 2020
- Passed SIE · 2018
- Passed Series 63 · 2015
- Passed Series 7 · 2014
Registrations and exams
Billy Obregon has a current investment-adviser registration in New York and has passed 7 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New York | Investment adviser representative | Approved | 7 November 2025 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 August 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 January 2015 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 24 March 2021 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 26 February 2021 |
| Series 24 | General Securities Principal Examination | 23 June 2020 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 20 October 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Billy R Obregon
- CRD
- 5560837
- Registration status
- Investment adviser registration
- Office
- 66 hudson Boulevard 34th floor, New York, NY 10001
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Billy Obregon work?
Billy Obregon has been CEO of Vontobel Swiss Financial Advisers Ag since March 2025, and is a control person of the firm.
Is Billy Obregon a financial advisor?
Yes. Billy Obregon has a current investment-adviser registration in New York, through Vontobel Swiss Financial Advisers Ag since November 2025, as of 18 October 2026.
How many years of experience does Billy Obregon have?
Billy Obregon has worked in the financial industry for 11 years as of 18 October 2026, counted from 29 June 2015, across 2 adviser firms.
What exams has Billy Obregon passed?
Billy Obregon has passed 7 licensing exams: the Series 7, Series 63, SIE, Series 24, Series 9, Series 10 and Series 65. The earliest, the Series 7, was passed in October 2014.
Where did Billy Obregon work before Vontobel Swiss Financial Advisers Ag?
Before Vontobel Swiss Financial Advisers Ag, Billy Obregon was registered through Deutsche Bank Securities Inc., August 2021 to December 2023.
Where is Billy Obregon based?
Billy Obregon’s registered office is in New York, NY.
Leadership at Vontobel Swiss Financial Advisers Ag
- Andreas Werner Marcel DelannayChief Compliance Officer
- Maria-Antonella BinoDirector of the Board of Directors
- Christian GmuenderChairman of the Board of Directors
- Natalie PeterDirector of the Board of Directors
- Peter RomanzinaDirector of the Board of Directors
- Christian StambachDirector of the Board of Directors
- Arturo StoeklinManagement Committee Member