Besart Beluli has been an investment adviser representative at Round Rock Advisors since September 2026, and is not listed among the firm’s executive officers or direct owners.
Round Rock Advisors LLC is a Wilton, CT firm with $907M under management, 647 clients and 12 advisers across 2 offices, as of its June 2026 filing.
Besart Beluli’s longest registration was under a year at TD Ameritrade, Inc. (2017–2018). Before joining Round Rock Advisors in 2026, Besart Beluli was registered through Trivium Point Advisory, LLC and Altium Wealth Management LLC.
- Round Rock Advisors LLCCurrent– present · under a yearWilton, CT · Adviser representative · Firm CRD 286007
- Trivium Point Advisory, LLC– · under a yearWilton, CT · Adviser representative · Firm CRD 292182
- Altium Wealth Management LLC– · under a yearPurchase, NY · Adviser representative · Firm CRD 154719
- TD Ameritrade Investment Management, LLC– · under a yearScarsdale, NY · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · under a yearScarsdale, NY · Adviser representative · Firm CRD 7870
Investment adviser representative registrations
Besart Beluli is registered as an investment adviser representative in Connecticut, since September 2026.
- ConnecticutSince 29 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 8 August 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 May 2016 |
| Series 7 | General Securities Representative Examination | 21 January 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6586046
- Firm
- Round Rock Advisors · CRD 286007
- Office
- 187 DANBURY ROAD, SUITE 201, Wilton, CT 06897
- Registration
- Investment adviser registration
- In the industry since
- July 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Besart Beluli work?
Besart Beluli is an investment adviser representative registered through Round Rock Advisors LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Besart Beluli a financial advisor?
Yes. Besart Beluli has a current investment-adviser registration in Connecticut, through Round Rock Advisors since September 2026.
How many years of experience does Besart Beluli have?
Besart Beluli has 2 years in the financial industry, since July 2024, across 5 adviser firms.
What exams has Besart Beluli passed?
Besart Beluli has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 2016. FINRA credited Besart Beluli with the SIE, which began in October 2018.
Where did Besart Beluli work before Round Rock Advisors?
Before Round Rock Advisors, Besart Beluli was registered through Trivium Point Advisory, LLC, March 2026 to May 2026; Altium Wealth Management LLC, July 2020 to October 2020; TD Ameritrade Investment Management, LLC, May 2017 to April 2018; TD Ameritrade, Inc., May 2017 to April 2018.
Where is Besart Beluli based?
Besart Beluli’s registered office is in Wilton, CT.
Is Besart Beluli registered with FINRA?
No. Besart Beluli has no current broker registration.
How can I verify Besart Beluli’s record?
Search CRD 6586046 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Besart Beluli’s full registration record.
