Benjamin Pfiffner has been an investment adviser representative at Chicago Capital Management Advisors since June 2020, and is not listed among the firm’s executive officers or direct owners.
Chicago Capital Management Advisors, LLC is a Lisle, IL firm with $135M under management, 620 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Benjamin Pfiffner’s longest registration is the current one, 6 years at Chicago Capital Management Advisors since 2020. Before joining Chicago Capital Management Advisors in 2020, Benjamin Pfiffner was registered through Avellino Financial Advisors, Inc.
- Asset Strategies, Inc– · under a yearLisle, IL · Adviser representative · Firm CRD 104512
- – present · 6 yearsStevens Point, WI · Adviser representative · Firm CRD 123483
- Avellino Financial Advisors, Inc.– · 1 yearWausau, WI · Adviser representative · Firm CRD 164805
Investment adviser representative registrations
Benjamin Pfiffner is registered as an investment adviser representative in 3 states. The first approvals date from June 2020; the most recent is Illinois, in April 2026.
- FloridaSince 21 June 2023
- IllinoisSince 2 April 2026
- WisconsinSince 22 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 3 August 2018 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 July 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 July 2017 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 July 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Benjamin R Pfiffner
- CRD
- 5420001
- Firm
- Chicago Capital Management Advisors · CRD 123483
- Office
- Stevens Point, WI
- Registration
- Investment adviser registration
- In the industry since
- August 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Benjamin Pfiffner work?
Benjamin Pfiffner is an investment adviser representative registered through Chicago Capital Management Advisors, LLC since June 2020, and is not listed among the firm’s executive officers or direct owners.
Is Benjamin Pfiffner a financial advisor?
Yes. Benjamin Pfiffner has a current investment-adviser registration in Florida, Illinois and Wisconsin, through Chicago Capital Management Advisors since June 2020.
How many years of experience does Benjamin Pfiffner have?
Benjamin Pfiffner has 10 years in the financial industry, since August 2016, across 3 adviser firms.
What exams has Benjamin Pfiffner passed?
Benjamin Pfiffner has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in July 2017. FINRA credited Benjamin Pfiffner with the SIE, which began in October 2018.
Where did Benjamin Pfiffner work before Chicago Capital Management Advisors?
Before Chicago Capital Management Advisors, Benjamin Pfiffner was registered through Avellino Financial Advisors, Inc., July 2018 to December 2019.
Where is Benjamin Pfiffner based?
Benjamin Pfiffner’s registered office is in Stevens Point, WI.
Is Benjamin Pfiffner registered with FINRA?
No. Benjamin Pfiffner has no current broker registration.
How can I verify Benjamin Pfiffner’s record?
Search CRD 5420001 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Pfiffner’s full registration record.