Benjamin Pettigrew has been Co-Founder & Chief Compliance Officer of Redwood Park Advisors since June 2020, is a control person of the firm and directly owns between 50% and 75% of it. Benjamin Pettigrew holds a B.S. in Managerial Economics from the University of California, Davis.
Redwood Park Advisors, LLC is a Redwood City, CA firm with $170M under management, 122 clients and 2 advisers in one office, as of its March 2026 filing.
Ben Pettigrew is with Redwood Park Advisors, based in Redwood City, CA. He has many years of experience working at large brokerage firms.
Benjamin Pettigrew’s longest registration was 8 years at LPL Financial LLC (2012–2020). Before joining Redwood Park Advisors in 2020, Benjamin Pettigrew was registered through LPL Financial LLC and Morgan Stanley Smith Barney LLC.
- Redwood Park AdvisorsCurrent– present · 6 yearsRedwood City, CA · Adviser representative · Firm CRD 307958
- LPL Financial LLC– · 8 yearsRedwood City, CA · Adviser representative · Firm CRD 6413
- Morgan Stanley Smith Barney LLC– · 2 yearsPalo Alto, CA · Adviser representative · Firm CRD 149777
Professional designations
Listed by Redwood Park Advisors
- CERTIFIED FINANCIAL PLANNER™
Investment adviser representative registrations
Benjamin Pettigrew is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2020; the most recent is Texas, in October 2021.
- CaliforniaSince 29 June 2020
- TexasResidentSince 1 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 September 2009 |
| Series 7 | General Securities Representative Examination | 29 June 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 May 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 May 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Benjamin Thomas Pettigrew
- CRD
- 4798476
- Firm
- Redwood Park Advisors · CRD 307958
- Role
- Co-Founder & Chief Compliance Officer
- Office
- 3 TWIN DOLPHIN DRIVE, SUITE 210, Redwood City, CA 94065
- Registration
- Investment adviser registration
- In the industry since
- January 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- redwoodparkadvisors.com
Where does Benjamin Pettigrew work?
Benjamin Pettigrew has been Co-Founder & Chief Compliance Officer of Redwood Park Advisors, LLC since June 2020, and is a control person of the firm.
Is Benjamin Pettigrew a financial advisor?
Yes. Benjamin Pettigrew has a current investment-adviser registration in California and Texas, through Redwood Park Advisors since June 2020.
How many years of experience does Benjamin Pettigrew have?
Benjamin Pettigrew has 21 years in the financial industry, since January 2005, across 3 adviser firms.
What exams has Benjamin Pettigrew passed?
Benjamin Pettigrew has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in May 2004. FINRA credited Benjamin Pettigrew with the SIE, which began in October 2018.
Where did Benjamin Pettigrew work before Redwood Park Advisors?
Before Redwood Park Advisors, Benjamin Pettigrew was registered through Morgan Stanley Smith Barney LLC, September 2009 to May 2012.
Where is Benjamin Pettigrew based?
Benjamin Pettigrew’s registered office is in Redwood City, CA.
Is Benjamin Pettigrew registered with FINRA?
No. Benjamin Pettigrew has no current broker registration.
Is Benjamin Pettigrew a CFP?
Redwood Park Advisors lists Benjamin Pettigrew with the CFP credential (“CERTIFIED FINANCIAL PLANNER™”) on its website. CFP Board confirms certification status.
How can I verify Benjamin Pettigrew’s record?
Search CRD 4798476 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Pettigrew’s full registration record.