Redwood Park Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Redwood Park Advisors reports 122 clients. They include 61 individual clients, 60 high-net-worth individuals and 1 charitable organization. Of its assets, 92.1% ($157M across 290 accounts) are managed with discretion; $13.4M across 9 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 50% | 13% |
| High-net-worth individuals | 49% | 87% |
| Banking or thrift institutions | Fewer than 5 | 0% |
| Charitable organizations | <1% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 61 | $21.8M | 12.8% | $357K |
| High-net-worth individuals | 60 | $148M | 86.8% | $2.46M |
| Banking or thrift institutions | Fewer than 5 | $0 | 0.0% | — |
| Charitable organizations | Fewer than 5 | $713K | 0.4% | $713K |
| Total | 122 | $170M | 100% | — |
- Clients
- 61
- Regulatory AUM
- $21.8M
- AUM share
- 12.8%
- Avg. per client
- $357K
- Clients
- 60
- Regulatory AUM
- $148M
- AUM share
- 86.8%
- Avg. per client
- $2.46M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $713K
- AUM share
- 0.4%
- Avg. per client
- $713K
Total
- Clients
- 122
- Regulatory AUM
- $170M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Redwood Park Advisors is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Billed hourly at up to $250 an hour, or as flat fees of $2,000 to $5,000 based on scope.
- Retirement Plan Consulting
- Annual fee on plan assets, not to exceed 1.00%, set case by case in the consulting agreement.
David Smith owns 50% to 75% of Redwood Park Advisors. The leadership team of Redwood Park Advisors includes Chief Compliance Officer Benjamin Pettigrew. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Redwood Park Advisors, LLC
David Smith
Control person · since June 2020
- Owns 50% to 75% of Redwood Park Advisors, LLC
Benjamin Pettigrew
Control person · since June 2020
Redwood Park Advisors’ regulatory assets grew 1.5× from $110M (May 2023) to $170M (March 2026); clients rose from 104 to 122 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $170M | 122 | 3 | 1 |
| Mar 2025March 2025 | $143M | 118 | 2 | 1 |
| Jul 2024July 2024 | $121M | 116 | 2 | 1 |
| May 2023May 2023 | $110M | 104 | 3 | 1 |
Besides its headquarters, Redwood Park Advisors has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 3 Twin Dolphin Drive, Suite 210, Redwood CityHQ
Contact and registration details
- Legal name
- Redwood Park Advisors, LLC
- Headquarters
- 3 Twin Dolphin Drive, Suite 210, Redwood City, CA 94065
- Website
- Not reported
- Phone
- 866-579-8808
- SEC file
- 801-128196
- Structure
- California LLC
- Fiscal year end
- December
Redwood Park Advisors’ named custodian for separately managed accounts is Charles Schwab ($170M). Redwood Park Advisors has custody of $115M for 168 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $170M100%
At year end, Redwood Park Advisors’ separately managed accounts were mostly in stocks (74%) and funds (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $152M across 353 positions; the largest are Goldman Sachs ETF TR (31.8%), Tesla Inc. (put option) (8.3%) and Meta Platforms Inc. (6.5%).
What the accounts hold
- Stocks74%
- Funds22%
- Registered funds20%
- Pooled vehicles2%
- Bonds2%
- Cash2%
How many clients does Redwood Park Advisors have?
Redwood Park Advisors has 122 clients and manages $170 million for them, as of March 2026. They include 61 individual clients, 60 high-net-worth individuals and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Redwood Park Advisors offer?
Redwood Park Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Redwood Park Advisors use?
Redwood Park Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $170M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026
How many financial advisors does Redwood Park Advisors have?
Redwood Park Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Redwood Park Advisors invest in?
At the end of its last fiscal year, Redwood Park Advisors’ separately managed accounts held 74% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds, 2% pooled vehicles (private funds and similar) and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Redwood Park Advisors?
Redwood Park Advisors’ direct owners are David Smith (50% to 75%) and Benjamin Pettigrew (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Redwood Park Advisors get paid?
Redwood Park Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Redwood Park Advisors?
Redwood Park Advisors’ main office is at 3 Twin Dolphin Drive, Suite 210, Redwood City, CA 94065. Its phone number is 866-579-8808.